Comply Connect 2025 has concluded!

Thank you to all attendees for making this year's event the best one yet! View highlights from the event below!

Nearly 400 compliance leaders gathered in Miami, FL for ComplyConnect 2025, the industry's leading forum for regulatory insight and innovation. Over three days, the event explored how ethics, enforcement, and technology are reshaping compliance, and how firms can lead with clarity, credibility, and connection.

Looking for information on Comply Connect 2026?

Location and dates will be announced soon. To be the first to know, join the ComplyConnect Insiders List .

Why Attend?

Join industry leaders, top-tier professionals, and innovators for an immersive compliance experience packed with:

  • Powerful Keynotes – Gain insights from the brightest minds in compliance.
  • Interactive Sessions – Engage in hands-on workshops, expert panels, and real-world case studies.
  • Unmatched Networking – Build connections with top professionals and peers in an inspiring setting.

Continuing Education Credits

By participating in our sessions, you have the opportunity to earn:

  • IACCP® CE Credits: Enhance your regulatory expertise and maintain your IACCP designation.
  • CLE Credits: Stay current with your legal education requirements.
  • CPE Credits: Advance your professional development in accounting and finance.
  • CFP® Credits: Fulfill your continuing education needs as a Certified Financial Planner.

We are committed to providing you with a comprehensive learning experience that supports your professional growth and certification requirements. The total number of credits that can be earned will be included with the 2025 agenda.

Stay tuned for more details!

2025 COMPLYConnect Awards

Compliance Officer of the Year: This award recognizes an outstanding chief compliance officer within the financial industry for their dedication and commitment to elevating their organization’s compliance program in 2025.

Compliance Innovator of the Year: Awarded to an individual who has proven their ability to rethink the compliance landscape, providing new solutions to meet evolving risks and regulations.

Compliance Provider of the Year: Dedicated to an organization which has provided its clients with the tools and technology to overcome core compliance challenges.

Compliance Educator of the Year: This award recognizes an individual or organization that has made outstanding contributions to the continued education of compliance professionals.

Rising Compliance Star of the Year: In recognition of an individual whose star is on the rise, with significant accomplishments within the compliance industry.

Submit Nomination

Congratulations to the 2025 Comply Connect Award Winners!

Compliance Officer of the Year: David Vallon, Natixis Advisors, LLC

Compliance Innovator of the Year: Joni Ross, Ross Wealth Advisors

Compliance Provider of the Year: Leila Shaver, My RIA Lawyer

Compliance Educator of the Year: Rachel Janosec, Berkshire Global Advisers

Rising Compliance Star of the Year: Robyn Harrington, Manchester Capital Management

Read More

Frequently Asked Questions

Common Questions

COMPLYConnect 2025 will take place from October 14-16, 2025. Pre-conference starts on October 13, 2025.

The agenda will be published in early 2025. Sessions will focus on industry trends and best practices, recent regulatory change, and more.

Visit complyconnectexpo.com and follow COMPLYConnect on LinkedIn to get the latest news, information, and updates.

Travel

Eden Roc Miami Beach Resort
Address: 4525 Collins Ave, Miami Beach, FL 33140

Check out the resort website for information on Dining, Spa, Activities, and more. For hotel FAQs, visit: https://www.edenrochotelmiami.com/about/faq

Miami International Airport is 12 miles away from Eden Roc, which is about a 20-minute drive depending on traffic.

Eden Roc is an oceanfront property featuring beachfront service. South Beach is approximately 3-4 miles away, a 5-10 minute car ride from the hotel. You can also reach South Beach on foot or by bike on the Miami Beach boardwalk behind the hotel.

The Midtown and Wynwood areas are approximately 5-6 miles away, a 10-20 minute car ride, depending on traffic and time of day.

COVID-19

The COMPLYConnect Conference & Expo is an in-person event, and as such will follow all local and state COVID-19 mandates and resort requirements, and we ask our attendees to do the same.

Sponsorship

Questions and requests for more information should be emailed to sponsors@complyconnectexpo.com.

Cancellation

Updated as of March 13, 2025

All COMPLYConnect registration fees are non-refundable, except as expressly set forth herein.

In the unlikely event COMPLYConnect is cancelled or postponed to another date by COMPLY, COMPLY shall offer a full refund of COMPLYConnect registration fees actually paid to COMPLY. Notwithstanding the foregoing, in the event of such cancellation or postponement, COMPLY shall not be liable or responsible for the reimbursement of any travel, accommodation, or other costs, fees, or expenses incurred by attendees in relation to COMPLYConnect. Attendees are advised to consider refundable booking options or travel insurance to mitigate potential losses.

COMPLY is not liable or responsible for any costs, fees, or expenses incurred by attendees in connection with their attendance and/or participation in COMPLYConnect.

Registrations are transferrable to another party at any time prior to the conference start date. COMPLYConnect will not honor requests received after the conference start date (October 13, 2025).

If you have any questions, please email hello@complyconnectexpo.com

© 2025