Comply Announces ComplyAI: Establishing a Responsible AI Governance Standard for Regulated Financial Services
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Who We Serve
Who We Serve
Asset Managers & Alternative Investments
From MNPI to conflicts of interest and beyond. We help you manage the full scope of your compliance program.
Wealth Management
It’s time to make compliance manageable. Meet the one-stop-shop for all your compliance needs.
Trading & Capital Markets
Don’t let regulatory burdens overun your broker-dealer firm. Manage compliance with ease. How? With Comply.
Investment Banks
Invest in the only compliance solution able to provide a full 360-degree view of risk. Invest in a scalable, configurable solution designed to meet your needs.
Products
Comply Product Suite
Comply Platform (formerly ComplySci)
The comprehensive solution to meet your complex compliance requirements.
Trailight
Purpose-built solutions for managing global accountability regimes and competency frameworks
Comply for Businesses
Asset Managers & Alternative Investments
From MNPI to conflicts of interest and beyond. We help you manage the full scope of your compliance program.
Wealth Management
It’s time to make compliance manageable. Meet the one-stop-shop for all your compliance needs.
Trading & Capital Markets
Don’t let regulatory burdens overun your broker-dealer firm. Manage compliance with ease. How? With Comply.
Investment Banks
Invest in the only compliance solution able to provide a full 360-degree view of risk. Invest in a scalable, configurable solution designed to meet your needs.
Solutions
Employee Compliance
Personal Account Dealing & Digital Asset Trade Monitoring
Gifts and Entertainment
Outside Business Activities
Individual Accountability
Case Management
Reporting & Analytics
Firm Compliance
ComplyAI
Compliance Calendar
Annual Review & Risk Assessment Tools
Intelligent Policy Builder
Resources
Resources
Resource Library
Check out the latest blogs, articles, guides, and more to help you stay a step ahead of the regulatory curve.
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From upcoming webinars to in-person conferences, check out these must-attend events.
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Leadership Team
Michael J. Stanton
Chief Executive Officer
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Brian Alexander
Chief Financial Officer
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David Bliss
Chief Product Officer
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Arin Chassine
Chief of Staff
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Jeff Hilk
Chief Revenue Officer
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Deepak Kaimal
Chief Technology Officer
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Jamila Mayfield
Chief Regulatory Services Officer
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Danielle Schlar
Chief People Officer
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Jack Van Arsdale
Chief Legal Officer and Chief Compliance Officer
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Wendy Werve
Chief Market Officer
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Board members and advisors
Frank Roe
Stephen Marsh
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Comply Announces ComplyAI: Establishing a Responsible AI Governance Standard for Regulated Financial Services Learn More
Comply Announces ComplyAI: Establishing a Responsible AI Governance Standard for Regulated Financial Services Learn More
