Compliance leaders balance competing priorities every day – proving oversight, maintaining documentation, and handling responsibilities that rarely fit neatly into a checklist. It’s a lot to manage – and it’s natural to wonder how peers are approaching the same challenges.
That’s why we surveyed nearly 600 compliance professionals across the U.S. and U.K. – to deliver fresh insight into how today’s compliance programs operate, and the leaders driving them.
Highlights from the report include:
- Data from the profession: Compliance team structures, salaries, professional designations, and more
- Manual processes & automation: What compliance leaders are still doing manually, what they’d like to automate, and the barriers to that automation
- Risk assessments & exam prep: The frequency of risk assessments, key pain points during reviews, and how firms prepare for exams
- AI in compliance: Adoption rates, prominent use cases, and noteworthy governance gaps
- Resources & culture: How compliance leaders feel about executive buy-in, resource access, and firm culture