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Compliance Calendar

Comply’s Compliance Calendar keeps your program organised with deadlines and requirements tailored to your firm. Populated with best-practice instructions from our regulatory consultants, the calendar evolves as rules change – helping your team stay ahead of shifting expectations.

Compliance Calendar

Calendarise Your Critical Compliance Tasks.

Our all-in-one compliance calendar automatically populates with deadlines and requirements tailored to your firm’s policies and procedures. Organise your team, view task updates, identify areas of risk, and document your program throughout the year.

  • Comply’s intelligent Compliance Calendar gives your firm a single hub to manage and track compliance activities across the year. These activities are documented, enabling you to generate reports with full audit trails.
  • Easily create new calendar entries or update existing ones, color-code based on categories you define, and assign tasks to your team.
  • Within the Calendar are best practice instructions written by compliance experts – helping guide you through new or shifting regulations.
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Comply Calendar Task Creation

The Latest News and Insights from Comply

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Elevate your compliance program management with an integrated solution designed by compliance experts for compliance professionals.

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STRAIGHT FROM THE USERS

Client Testimonials

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“As an investment firm, we have a lot of sensitive information about a variety of companies. At all times, we need to have control over and a view into employees’ personal holdings and trading activities.” – Private Investment Firm

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“We depend on the platform for training and certification now too, and probably use this more than anything else now. We have created more certifications and employees are engaged and educated on what it means to be Code of Ethics compliant.” – Michael Isaac, Stadion Money Management

Why Comply?

DIRECT BROKER FEEDS

Integrated direct broker feeds from more than 300 brokerage firms and a robust data normalization process provide unrivaled information accuracy and dependability.

DATA INTEROPERABILITY AND APIs

Powerful integration capabilities facilitate data connections between our platform and other industry-leading solutions, enhancing communications, increasing efficiency, and providing a seamless customer experience.

EDUCATION

Decades of regulatory expertise power Comply’s premier compliance education programs. With courses designed for CCOs, IARs, and more, Comply empowers our clients to elevate their program and their career…raising the standard of regulatory compliance across the industry.

SOLUTION AND SERVICE INNOVATION

Incorporating direct feedback from Comply’s portfolio of firms, we continuously implement the enhancements that matter most to our clients. We go beyond technology to offer a breadth of services and solutions designed to meet our clients’ unique needs and challenges, including digital asset trade monitoring, compliance program management, consulting services, compliance education, and more.

REGULATORY EXPERTISE

The Comply team is comprised of former CCOs, former regulators, and experienced lawyers. We understand the challenges you face because we’ve been there. Our deep bench of industry expertise – which includes expansive knowledge in technology enablement and regulatory compliance protocols and processes – supports more than 7,000 clients.

AWARD-WINNING CUSTOMER SERVICE

Let us be an extension of your back office and provide support from our dedicated subject matter experts when you need it most. Customer support is available 24/5.

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Manage Your Compliance Program with Confidence

Implement and maintain comprehensive compliance program with the support of technology-backed solutions and expert services designed to help you meet whatever new compliance challenge comes next.

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