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Reporting & Analytics

Comply centralises employee compliance data into one platform. With customisable dashboards, audit-ready reporting, and a complete activity log, firms can move from reactive reporting to proactive compliance intelligence.

Compliance Reporting Tailored to Your Firm

Gain immediate insight into activities with Comply Widgets – customizable data visualizations on your compliance dashboard. Personalize your dashboard and access detailed data with just a few clicks.

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Export What You Need, When You Need It

Export visual analytics, dashboards, and ad-hoc reports to quickly share pertinent compliance information.

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The Latest News and Insights from Comply

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Manage and mitigate employee trade risk with a technology partner as dedicated to your compliance program as you are.

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STRAIGHT FROM THE USERS

Client Testimonials

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“We depend on the platform for training and certification now too, and probably use this more than anything else now. We have created more certifications and employees are engaged and educated on what it means to be Code of Ethics compliant.” – Michael Isaac, Stadion Money Management

“Moving to ComplySci has allowed us to do more complex surveillance. The customization is incredible. ComplySci is as customizable as you want it to be.” – Chase Eldredge, Angel Oak Capital Advisors

Why Comply?

DIRECT BROKER FEEDS

Integrated direct broker feeds from more than 300 brokerage firms and a robust data normalization process provide unrivaled information accuracy and dependability.

DATA INTEROPERABILITY AND APIs

Powerful integration capabilities facilitate data connections between our platform and other industry-leading solutions, enhancing communications, increasing efficiency, and providing a seamless customer experience.

EDUCATION

Decades of regulatory expertise power Comply’s premier compliance education programs. With courses designed for CCOs, IARs, and more, Comply empowers our clients to elevate their program and their career…raising the standard of regulatory compliance across the industry.

SOLUTION AND SERVICE INNOVATION

Incorporating direct feedback from Comply’s portfolio of firms, we continuously implement the enhancements that matter most to our clients. We go beyond technology to offer a breadth of services and solutions designed to meet our clients’ unique needs and challenges, including digital asset trade monitoring, compliance program management, consulting services, compliance education, and more.

REGULATORY EXPERTISE

The Comply team is comprised of former CCOs, former regulators, and experienced lawyers. We understand the challenges you face because we’ve been there. Our deep bench of industry expertise – which includes expansive knowledge in technology enablement and regulatory compliance protocols and processes – supports more than 7,000 clients.

AWARD-WINNING CUSTOMER SERVICE

Let us be an extension of your back office and provide support from our dedicated subject matter experts when you need it most. Customer support is available 24/5.

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Compliance with Confidence

Monitor and mitigate potential Code of Ethics, Conflict of Interest, or Personal Trading violations with a data-backed solution supported by 300+ direct broker feeds.

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