{"id":14454,"date":"2026-10-26T19:36:53","date_gmt":"2026-10-26T19:36:53","guid":{"rendered":"https:\/\/www.comply.com\/products\/comply-deal-shield\/"},"modified":"2026-10-27T17:23:22","modified_gmt":"2026-10-27T17:23:22","slug":"comply-deal-shield","status":"publish","type":"product_posts","link":"https:\/\/www.comply.com\/en-gb\/products\/comply-deal-shield\/","title":{"rendered":"Comply Deal Shield"},"content":{"rendered":"","protected":false},"featured_media":0,"template":"","class_list":["post-14454","product_posts","type-product_posts","status-publish","hentry"],"acf":{"left_right_clone":{"left_right_content_group":{"show_section":true,"sub_head":"REGULATORY ALIGNMENT","headline":"Built for regulatory accountability.","text":"\r\n\r\n
\r\n\r\n
\r\n\r\n \r\n

\r\n UK MAR Article 18 requires insider lists in a\r\n prescribed format, producible to the FCA on\r\n request. Under SMCR, named Senior Managers\r\n carry personal accountability for control failures.\r\n <\/p>\r\n\r\n \r\n

<\/div>\r\n\r\n \r\n

\r\n UK MAR Article 18  | \r\n FCA SYSC  | \r\n SMCR  | \r\n Insider lists  | \r\n Regulator-ready\r\n <\/p>\r\n\r\n <\/div>\r\n\r\n<\/div>\r\n
\r\n\r\n<\/br>","content":[{"subhead":"The problem","headline":"Firms have policy. The gap is enforcement.","text":"

The regulator does not just want to see policies. It wants to see that controls are embedded and automatic.<\/p>\n","link":{"title":"Talk to our experts","url":"https:\/\/www.comply.com\/en-gb\/book-a-demo\/","target":"_blank"},"media_type":"image","image":{"ID":14484,"id":14484,"title":"Automatic controls deal shield FINAL UK","filename":"Automatic-controls-deal-shield-FINAL-UK.gif","filesize":1770799,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2026\/10\/Automatic-controls-deal-shield-FINAL-UK.gif","link":"https:\/\/www.comply.com\/en-gb\/products\/comply-deal-shield\/automatic-controls-deal-shield-final-uk\/","alt":"Automatic controls deal shield UK","author":"32","description":"","caption":"","name":"automatic-controls-deal-shield-final-uk","status":"inherit","uploaded_to":14454,"date":"2026-10-27 17:15:25","modified":"2026-10-27 17:15:47","menu_order":0,"mime_type":"image\/gif","type":"image","subtype":"gif","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":1400,"height":1200,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2026\/10\/Automatic-controls-deal-shield-FINAL-UK-150x150.gif","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2026\/10\/Automatic-controls-deal-shield-FINAL-UK-300x257.gif","medium-width":300,"medium-height":257,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2026\/10\/Automatic-controls-deal-shield-FINAL-UK-768x658.gif","medium_large-width":768,"medium_large-height":658,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2026\/10\/Automatic-controls-deal-shield-FINAL-UK-1024x878.gif","large-width":1024,"large-height":878,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2026\/10\/Automatic-controls-deal-shield-FINAL-UK.gif","1536x1536-width":1400,"1536x1536-height":1200,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2026\/10\/Automatic-controls-deal-shield-FINAL-UK.gif","2048x2048-width":1400,"2048x2048-height":1200,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2026\/10\/Automatic-controls-deal-shield-FINAL-UK-24x21.gif","menu-24x24-width":24,"menu-24x24-height":21,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2026\/10\/Automatic-controls-deal-shield-FINAL-UK-36x31.gif","menu-36x36-width":36,"menu-36x36-height":31,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2026\/10\/Automatic-controls-deal-shield-FINAL-UK-48x41.gif","menu-48x48-width":48,"menu-48x48-height":41}},"video":"q56907cwto"}]}},"tabs_group":{"show_section":false,"tab_style":"text","section_subhead":"Tab Style","section_headline":"Why Comply?","section_text":"

Section Text<\/p>\n","tabs":[{"tab_icon":{"ID":9227,"id":9227,"title":"broker-feeds","filename":"broker-feeds.svg","filesize":2205,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/broker-feeds.svg","link":"https:\/\/www.comply.com\/en-gb\/solutions\/compliance-program-management\/vendor-due-diligence\/broker-feeds-2\/","alt":"Broker Feed icon, blue, cloud to database cycle","author":"1","description":"","caption":"","name":"broker-feeds-2","status":"inherit","uploaded_to":12233,"date":"2024-08-20 20:08:55","modified":"2025-07-31 15:10:51","menu_order":0,"mime_type":"image\/svg+xml","type":"image","subtype":"svg+xml","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":1,"height":1,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/broker-feeds.svg","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/broker-feeds.svg","medium-width":300,"medium-height":300,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/broker-feeds.svg","medium_large-width":768,"medium_large-height":1,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/broker-feeds.svg","large-width":1024,"large-height":1024,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/broker-feeds.svg","1536x1536-width":1,"1536x1536-height":1,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/broker-feeds.svg","2048x2048-width":1,"2048x2048-height":1,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/broker-feeds.svg","menu-24x24-width":1,"menu-24x24-height":1,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/broker-feeds.svg","menu-36x36-width":1,"menu-36x36-height":1,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/broker-feeds.svg","menu-48x48-width":1,"menu-48x48-height":1}},"tab_title":"DIRECT BROKER FEEDS","tab_image":{"ID":14403,"id":14403,"title":"hedge-fund-icon","filename":"hedge-fund-icon.png","filesize":94843,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2026\/10\/hedge-fund-icon.png","link":"https:\/\/www.comply.com\/en-gb\/home-2\/hedge-fund-icon-2\/","alt":"","author":"4","description":"","caption":"","name":"hedge-fund-icon-2","status":"inherit","uploaded_to":11894,"date":"2026-10-12 21:47:36","modified":"2026-10-12 21:47:36","menu_order":0,"mime_type":"image\/png","type":"image","subtype":"png","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":441,"height":428,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2026\/10\/hedge-fund-icon-150x150.png","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2026\/10\/hedge-fund-icon-300x291.png","medium-width":300,"medium-height":291,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2026\/10\/hedge-fund-icon.png","medium_large-width":441,"medium_large-height":428,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2026\/10\/hedge-fund-icon.png","large-width":441,"large-height":428,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2026\/10\/hedge-fund-icon.png","1536x1536-width":441,"1536x1536-height":428,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2026\/10\/hedge-fund-icon.png","2048x2048-width":441,"2048x2048-height":428,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2026\/10\/hedge-fund-icon-24x24.png","menu-24x24-width":24,"menu-24x24-height":24,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2026\/10\/hedge-fund-icon-36x36.png","menu-36x36-width":36,"menu-36x36-height":36,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2026\/10\/hedge-fund-icon-48x48.png","menu-48x48-width":48,"menu-48x48-height":48}},"tab_content":"

Integrated direct broker feeds from more than 300 brokerage firms and a robust data normalization process provide unrivaled information accuracy and dependability.<\/p>\n"},{"tab_icon":{"ID":9229,"id":9229,"title":"data-api","filename":"data-api.svg","filesize":1621,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api.svg","link":"https:\/\/www.comply.com\/en-gb\/solutions\/compliance-program-management\/vendor-due-diligence\/data-api-2\/","alt":"Data Services icon, interconnected triangle, blue","author":"1","description":"","caption":"","name":"data-api-2","status":"inherit","uploaded_to":12233,"date":"2024-08-20 20:08:57","modified":"2025-07-31 15:10:51","menu_order":0,"mime_type":"image\/svg+xml","type":"image","subtype":"svg+xml","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":1,"height":1,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api.svg","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api.svg","medium-width":300,"medium-height":300,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api.svg","medium_large-width":768,"medium_large-height":1,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api.svg","large-width":1024,"large-height":1024,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api.svg","1536x1536-width":1,"1536x1536-height":1,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api.svg","2048x2048-width":1,"2048x2048-height":1,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api.svg","menu-24x24-width":1,"menu-24x24-height":1,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api.svg","menu-36x36-width":1,"menu-36x36-height":1,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api.svg","menu-48x48-width":1,"menu-48x48-height":1}},"tab_title":"DATA INTEROPERABILITY AND APIs","tab_image":{"ID":9174,"id":9174,"title":"data-api-min","filename":"data-api-min.png","filesize":166025,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api-min.png","link":"https:\/\/www.comply.com\/en-gb\/solutions\/compliance-program-management\/vendor-due-diligence\/data-api-min-2\/","alt":"","author":"1","description":"","caption":"","name":"data-api-min-2","status":"inherit","uploaded_to":12233,"date":"2024-08-01 14:37:33","modified":"2025-07-31 15:10:51","menu_order":0,"mime_type":"image\/png","type":"image","subtype":"png","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":645,"height":405,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api-min-150x150.png","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api-min-300x188.png","medium-width":300,"medium-height":188,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api-min.png","medium_large-width":645,"medium_large-height":405,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api-min.png","large-width":645,"large-height":405,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api-min.png","1536x1536-width":645,"1536x1536-height":405,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api-min.png","2048x2048-width":645,"2048x2048-height":405,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api-min.png","menu-24x24-width":24,"menu-24x24-height":15,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api-min.png","menu-36x36-width":36,"menu-36x36-height":23,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api-min.png","menu-48x48-width":48,"menu-48x48-height":30}},"tab_content":"

Powerful integration capabilities facilitate data connections between our platform and other industry-leading solutions, enhancing communications, increasing efficiency, and providing a seamless customer experience.<\/p>\n"},{"tab_icon":{"ID":9230,"id":9230,"title":"education","filename":"education.svg","filesize":1287,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education.svg","link":"https:\/\/www.comply.com\/en-gb\/solutions\/compliance-program-management\/vendor-due-diligence\/education-2-2\/","alt":"Education icon, blue graduation cap","author":"1","description":"","caption":"","name":"education-2-2","status":"inherit","uploaded_to":12233,"date":"2024-08-20 20:08:58","modified":"2025-07-31 15:10:51","menu_order":0,"mime_type":"image\/svg+xml","type":"image","subtype":"svg+xml","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":1,"height":1,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education.svg","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education.svg","medium-width":300,"medium-height":300,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education.svg","medium_large-width":768,"medium_large-height":1,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education.svg","large-width":1024,"large-height":1024,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education.svg","1536x1536-width":1,"1536x1536-height":1,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education.svg","2048x2048-width":1,"2048x2048-height":1,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education.svg","menu-24x24-width":1,"menu-24x24-height":1,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education.svg","menu-36x36-width":1,"menu-36x36-height":1,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education.svg","menu-48x48-width":1,"menu-48x48-height":1}},"tab_title":"EDUCATION","tab_image":{"ID":9175,"id":9175,"title":"education-min","filename":"education-min.png","filesize":132940,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education-min.png","link":"https:\/\/www.comply.com\/en-gb\/solutions\/compliance-program-management\/vendor-due-diligence\/education-min-2\/","alt":"","author":"1","description":"","caption":"","name":"education-min-2","status":"inherit","uploaded_to":12233,"date":"2024-08-01 14:37:56","modified":"2025-07-31 15:10:51","menu_order":0,"mime_type":"image\/png","type":"image","subtype":"png","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":645,"height":405,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education-min-150x150.png","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education-min-300x188.png","medium-width":300,"medium-height":188,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education-min.png","medium_large-width":645,"medium_large-height":405,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education-min.png","large-width":645,"large-height":405,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education-min.png","1536x1536-width":645,"1536x1536-height":405,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education-min.png","2048x2048-width":645,"2048x2048-height":405,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education-min.png","menu-24x24-width":24,"menu-24x24-height":15,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education-min.png","menu-36x36-width":36,"menu-36x36-height":23,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education-min.png","menu-48x48-width":48,"menu-48x48-height":30}},"tab_content":"

Decades of regulatory expertise power Comply’s premier compliance education programs. With courses designed for CCOs, IARs, and more, Comply empowers our clients to elevate their program and their career…raising the standard of regulatory compliance across the industry.<\/p>\n"},{"tab_icon":{"ID":9232,"id":9232,"title":"solution-service","filename":"solution-service.svg","filesize":1605,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/solution-service.svg","link":"https:\/\/www.comply.com\/en-gb\/solutions\/compliance-program-management\/vendor-due-diligence\/solution-service-2\/","alt":"Solution Services Innovation icon, blue lightbulb with exclamation point","author":"1","description":"","caption":"","name":"solution-service-2","status":"inherit","uploaded_to":12233,"date":"2024-08-20 20:08:59","modified":"2025-07-31 15:10:51","menu_order":0,"mime_type":"image\/svg+xml","type":"image","subtype":"svg+xml","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":1,"height":1,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/solution-service.svg","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/solution-service.svg","medium-width":300,"medium-height":300,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/solution-service.svg","medium_large-width":768,"medium_large-height":1,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/solution-service.svg","large-width":1024,"large-height":1024,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/solution-service.svg","1536x1536-width":1,"1536x1536-height":1,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/solution-service.svg","2048x2048-width":1,"2048x2048-height":1,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/solution-service.svg","menu-24x24-width":1,"menu-24x24-height":1,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/solution-service.svg","menu-36x36-width":1,"menu-36x36-height":1,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/solution-service.svg","menu-48x48-width":1,"menu-48x48-height":1}},"tab_title":"SOLUTION AND SERVICE INNOVATION","tab_image":{"ID":9176,"id":9176,"title":"platform-innovation-min","filename":"platform-innovation-min.png","filesize":139535,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/platform-innovation-min.png","link":"https:\/\/www.comply.com\/en-gb\/solutions\/compliance-program-management\/vendor-due-diligence\/platform-innovation-min-2\/","alt":"","author":"1","description":"","caption":"","name":"platform-innovation-min-2","status":"inherit","uploaded_to":12233,"date":"2024-08-01 14:38:23","modified":"2025-07-31 15:10:51","menu_order":0,"mime_type":"image\/png","type":"image","subtype":"png","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":645,"height":405,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/platform-innovation-min-150x150.png","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/platform-innovation-min-300x188.png","medium-width":300,"medium-height":188,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/platform-innovation-min.png","medium_large-width":645,"medium_large-height":405,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/platform-innovation-min.png","large-width":645,"large-height":405,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/platform-innovation-min.png","1536x1536-width":645,"1536x1536-height":405,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/platform-innovation-min.png","2048x2048-width":645,"2048x2048-height":405,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/platform-innovation-min.png","menu-24x24-width":24,"menu-24x24-height":15,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/platform-innovation-min.png","menu-36x36-width":36,"menu-36x36-height":23,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/platform-innovation-min.png","menu-48x48-width":48,"menu-48x48-height":30}},"tab_content":"

Incorporating direct feedback from Comply\u2019s portfolio of firms, we continuously implement the enhancements that matter most to our clients. We go beyond technology to offer a breadth of services and solutions designed to meet our clients\u2019 unique needs and challenges, including digital asset trade monitoring, compliance program management, consulting services, compliance education, and more.<\/p>\n"},{"tab_icon":{"ID":9231,"id":9231,"title":"regulatory-expertise","filename":"regulatory-expertise.svg","filesize":1074,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise.svg","link":"https:\/\/www.comply.com\/en-gb\/solutions\/compliance-program-management\/vendor-due-diligence\/regulatory-expertise-2\/","alt":"Regulatory expertise icon, blue scales of justice","author":"1","description":"","caption":"","name":"regulatory-expertise-2","status":"inherit","uploaded_to":12233,"date":"2024-08-20 20:08:58","modified":"2025-07-31 15:10:51","menu_order":0,"mime_type":"image\/svg+xml","type":"image","subtype":"svg+xml","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":1,"height":1,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise.svg","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise.svg","medium-width":300,"medium-height":300,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise.svg","medium_large-width":768,"medium_large-height":1,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise.svg","large-width":1024,"large-height":1024,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise.svg","1536x1536-width":1,"1536x1536-height":1,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise.svg","2048x2048-width":1,"2048x2048-height":1,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise.svg","menu-24x24-width":1,"menu-24x24-height":1,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise.svg","menu-36x36-width":1,"menu-36x36-height":1,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise.svg","menu-48x48-width":1,"menu-48x48-height":1}},"tab_title":"REGULATORY EXPERTISE","tab_image":{"ID":9177,"id":9177,"title":"regulatory-expertise-min","filename":"regulatory-expertise-min.png","filesize":127096,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise-min.png","link":"https:\/\/www.comply.com\/en-gb\/solutions\/compliance-program-management\/vendor-due-diligence\/regulatory-expertise-min-2\/","alt":"","author":"1","description":"","caption":"","name":"regulatory-expertise-min-2","status":"inherit","uploaded_to":12233,"date":"2024-08-01 14:38:47","modified":"2025-07-31 15:10:51","menu_order":0,"mime_type":"image\/png","type":"image","subtype":"png","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":645,"height":405,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise-min-150x150.png","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise-min-300x188.png","medium-width":300,"medium-height":188,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise-min.png","medium_large-width":645,"medium_large-height":405,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise-min.png","large-width":645,"large-height":405,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise-min.png","1536x1536-width":645,"1536x1536-height":405,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise-min.png","2048x2048-width":645,"2048x2048-height":405,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise-min.png","menu-24x24-width":24,"menu-24x24-height":15,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise-min.png","menu-36x36-width":36,"menu-36x36-height":23,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise-min.png","menu-48x48-width":48,"menu-48x48-height":30}},"tab_content":"

The Comply team is comprised of former CCOs, former regulators, and experienced lawyers. We understand the challenges you face because we\u2019ve been there. Our deep bench of industry expertise \u2013 which includes expansive knowledge in technology enablement and regulatory compliance protocols and processes \u2013 supports more than 7,000 clients.<\/p>\n"},{"tab_icon":{"ID":9228,"id":9228,"title":"customer-service","filename":"customer-service.svg","filesize":1401,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service.svg","link":"https:\/\/www.comply.com\/en-gb\/solutions\/compliance-program-management\/vendor-due-diligence\/customer-service-3-2\/","alt":"Customer service icon, blue hand waving","author":"1","description":"","caption":"","name":"customer-service-3-2","status":"inherit","uploaded_to":12233,"date":"2024-08-20 20:08:56","modified":"2025-07-31 15:10:51","menu_order":0,"mime_type":"image\/svg+xml","type":"image","subtype":"svg+xml","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":1,"height":1,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service.svg","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service.svg","medium-width":300,"medium-height":300,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service.svg","medium_large-width":768,"medium_large-height":1,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service.svg","large-width":1024,"large-height":1024,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service.svg","1536x1536-width":1,"1536x1536-height":1,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service.svg","2048x2048-width":1,"2048x2048-height":1,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service.svg","menu-24x24-width":1,"menu-24x24-height":1,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service.svg","menu-36x36-width":1,"menu-36x36-height":1,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service.svg","menu-48x48-width":1,"menu-48x48-height":1}},"tab_title":"AWARD-WINNING CUSTOMER SERVICE","tab_image":{"ID":9178,"id":9178,"title":"customer-service-min","filename":"customer-service-min.png","filesize":127815,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service-min.png","link":"https:\/\/www.comply.com\/en-gb\/solutions\/compliance-program-management\/vendor-due-diligence\/customer-service-min-2\/","alt":"","author":"1","description":"","caption":"","name":"customer-service-min-2","status":"inherit","uploaded_to":12233,"date":"2024-08-01 14:39:16","modified":"2025-07-31 15:10:51","menu_order":0,"mime_type":"image\/png","type":"image","subtype":"png","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":645,"height":405,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service-min-150x150.png","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service-min-300x188.png","medium-width":300,"medium-height":188,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service-min.png","medium_large-width":645,"medium_large-height":405,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service-min.png","large-width":645,"large-height":405,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service-min.png","1536x1536-width":645,"1536x1536-height":405,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service-min.png","2048x2048-width":645,"2048x2048-height":405,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service-min.png","menu-24x24-width":24,"menu-24x24-height":15,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service-min.png","menu-36x36-width":36,"menu-36x36-height":23,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service-min.png","menu-48x48-width":48,"menu-48x48-height":30}},"tab_content":"

Let us be an extension of your back office and provide support from our dedicated subject matter experts when you need it most. Customer support is available 24\/5.<\/p>\n"}]},"tabs_clone":{"tabs_group":{"show_section":false,"tab_style":"text","section_subhead":"Tab Style","section_headline":"Why Comply?","section_text":"

Section Text<\/p>\n","tabs":[{"tab_icon":{"ID":9227,"id":9227,"title":"broker-feeds","filename":"broker-feeds.svg","filesize":2205,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/broker-feeds.svg","link":"https:\/\/www.comply.com\/en-gb\/solutions\/compliance-program-management\/vendor-due-diligence\/broker-feeds-2\/","alt":"Broker Feed icon, blue, cloud to database cycle","author":"1","description":"","caption":"","name":"broker-feeds-2","status":"inherit","uploaded_to":12233,"date":"2024-08-20 20:08:55","modified":"2025-07-31 15:10:51","menu_order":0,"mime_type":"image\/svg+xml","type":"image","subtype":"svg+xml","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":1,"height":1,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/broker-feeds.svg","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/broker-feeds.svg","medium-width":300,"medium-height":300,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/broker-feeds.svg","medium_large-width":768,"medium_large-height":1,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/broker-feeds.svg","large-width":1024,"large-height":1024,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/broker-feeds.svg","1536x1536-width":1,"1536x1536-height":1,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/broker-feeds.svg","2048x2048-width":1,"2048x2048-height":1,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/broker-feeds.svg","menu-24x24-width":1,"menu-24x24-height":1,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/broker-feeds.svg","menu-36x36-width":1,"menu-36x36-height":1,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/broker-feeds.svg","menu-48x48-width":1,"menu-48x48-height":1}},"tab_title":"DIRECT BROKER FEEDS","tab_image":{"ID":14403,"id":14403,"title":"hedge-fund-icon","filename":"hedge-fund-icon.png","filesize":94843,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2026\/10\/hedge-fund-icon.png","link":"https:\/\/www.comply.com\/en-gb\/home-2\/hedge-fund-icon-2\/","alt":"","author":"4","description":"","caption":"","name":"hedge-fund-icon-2","status":"inherit","uploaded_to":11894,"date":"2026-10-12 21:47:36","modified":"2026-10-12 21:47:36","menu_order":0,"mime_type":"image\/png","type":"image","subtype":"png","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":441,"height":428,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2026\/10\/hedge-fund-icon-150x150.png","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2026\/10\/hedge-fund-icon-300x291.png","medium-width":300,"medium-height":291,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2026\/10\/hedge-fund-icon.png","medium_large-width":441,"medium_large-height":428,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2026\/10\/hedge-fund-icon.png","large-width":441,"large-height":428,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2026\/10\/hedge-fund-icon.png","1536x1536-width":441,"1536x1536-height":428,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2026\/10\/hedge-fund-icon.png","2048x2048-width":441,"2048x2048-height":428,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2026\/10\/hedge-fund-icon-24x24.png","menu-24x24-width":24,"menu-24x24-height":24,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2026\/10\/hedge-fund-icon-36x36.png","menu-36x36-width":36,"menu-36x36-height":36,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2026\/10\/hedge-fund-icon-48x48.png","menu-48x48-width":48,"menu-48x48-height":48}},"tab_content":"

Integrated direct broker feeds from more than 300 brokerage firms and a robust data normalization process provide unrivaled information accuracy and dependability.<\/p>\n"},{"tab_icon":{"ID":9229,"id":9229,"title":"data-api","filename":"data-api.svg","filesize":1621,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api.svg","link":"https:\/\/www.comply.com\/en-gb\/solutions\/compliance-program-management\/vendor-due-diligence\/data-api-2\/","alt":"Data Services icon, interconnected triangle, blue","author":"1","description":"","caption":"","name":"data-api-2","status":"inherit","uploaded_to":12233,"date":"2024-08-20 20:08:57","modified":"2025-07-31 15:10:51","menu_order":0,"mime_type":"image\/svg+xml","type":"image","subtype":"svg+xml","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":1,"height":1,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api.svg","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api.svg","medium-width":300,"medium-height":300,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api.svg","medium_large-width":768,"medium_large-height":1,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api.svg","large-width":1024,"large-height":1024,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api.svg","1536x1536-width":1,"1536x1536-height":1,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api.svg","2048x2048-width":1,"2048x2048-height":1,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api.svg","menu-24x24-width":1,"menu-24x24-height":1,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api.svg","menu-36x36-width":1,"menu-36x36-height":1,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api.svg","menu-48x48-width":1,"menu-48x48-height":1}},"tab_title":"DATA INTEROPERABILITY AND APIs","tab_image":{"ID":9174,"id":9174,"title":"data-api-min","filename":"data-api-min.png","filesize":166025,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api-min.png","link":"https:\/\/www.comply.com\/en-gb\/solutions\/compliance-program-management\/vendor-due-diligence\/data-api-min-2\/","alt":"","author":"1","description":"","caption":"","name":"data-api-min-2","status":"inherit","uploaded_to":12233,"date":"2024-08-01 14:37:33","modified":"2025-07-31 15:10:51","menu_order":0,"mime_type":"image\/png","type":"image","subtype":"png","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":645,"height":405,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api-min-150x150.png","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api-min-300x188.png","medium-width":300,"medium-height":188,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api-min.png","medium_large-width":645,"medium_large-height":405,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api-min.png","large-width":645,"large-height":405,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api-min.png","1536x1536-width":645,"1536x1536-height":405,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api-min.png","2048x2048-width":645,"2048x2048-height":405,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api-min.png","menu-24x24-width":24,"menu-24x24-height":15,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api-min.png","menu-36x36-width":36,"menu-36x36-height":23,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/data-api-min.png","menu-48x48-width":48,"menu-48x48-height":30}},"tab_content":"

Powerful integration capabilities facilitate data connections between our platform and other industry-leading solutions, enhancing communications, increasing efficiency, and providing a seamless customer experience.<\/p>\n"},{"tab_icon":{"ID":9230,"id":9230,"title":"education","filename":"education.svg","filesize":1287,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education.svg","link":"https:\/\/www.comply.com\/en-gb\/solutions\/compliance-program-management\/vendor-due-diligence\/education-2-2\/","alt":"Education icon, blue graduation cap","author":"1","description":"","caption":"","name":"education-2-2","status":"inherit","uploaded_to":12233,"date":"2024-08-20 20:08:58","modified":"2025-07-31 15:10:51","menu_order":0,"mime_type":"image\/svg+xml","type":"image","subtype":"svg+xml","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":1,"height":1,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education.svg","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education.svg","medium-width":300,"medium-height":300,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education.svg","medium_large-width":768,"medium_large-height":1,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education.svg","large-width":1024,"large-height":1024,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education.svg","1536x1536-width":1,"1536x1536-height":1,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education.svg","2048x2048-width":1,"2048x2048-height":1,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education.svg","menu-24x24-width":1,"menu-24x24-height":1,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education.svg","menu-36x36-width":1,"menu-36x36-height":1,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education.svg","menu-48x48-width":1,"menu-48x48-height":1}},"tab_title":"EDUCATION","tab_image":{"ID":9175,"id":9175,"title":"education-min","filename":"education-min.png","filesize":132940,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education-min.png","link":"https:\/\/www.comply.com\/en-gb\/solutions\/compliance-program-management\/vendor-due-diligence\/education-min-2\/","alt":"","author":"1","description":"","caption":"","name":"education-min-2","status":"inherit","uploaded_to":12233,"date":"2024-08-01 14:37:56","modified":"2025-07-31 15:10:51","menu_order":0,"mime_type":"image\/png","type":"image","subtype":"png","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":645,"height":405,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education-min-150x150.png","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education-min-300x188.png","medium-width":300,"medium-height":188,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education-min.png","medium_large-width":645,"medium_large-height":405,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education-min.png","large-width":645,"large-height":405,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education-min.png","1536x1536-width":645,"1536x1536-height":405,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education-min.png","2048x2048-width":645,"2048x2048-height":405,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education-min.png","menu-24x24-width":24,"menu-24x24-height":15,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education-min.png","menu-36x36-width":36,"menu-36x36-height":23,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/education-min.png","menu-48x48-width":48,"menu-48x48-height":30}},"tab_content":"

Decades of regulatory expertise power Comply’s premier compliance education programs. With courses designed for CCOs, IARs, and more, Comply empowers our clients to elevate their program and their career…raising the standard of regulatory compliance across the industry.<\/p>\n"},{"tab_icon":{"ID":9232,"id":9232,"title":"solution-service","filename":"solution-service.svg","filesize":1605,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/solution-service.svg","link":"https:\/\/www.comply.com\/en-gb\/solutions\/compliance-program-management\/vendor-due-diligence\/solution-service-2\/","alt":"Solution Services Innovation icon, blue lightbulb with exclamation point","author":"1","description":"","caption":"","name":"solution-service-2","status":"inherit","uploaded_to":12233,"date":"2024-08-20 20:08:59","modified":"2025-07-31 15:10:51","menu_order":0,"mime_type":"image\/svg+xml","type":"image","subtype":"svg+xml","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":1,"height":1,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/solution-service.svg","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/solution-service.svg","medium-width":300,"medium-height":300,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/solution-service.svg","medium_large-width":768,"medium_large-height":1,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/solution-service.svg","large-width":1024,"large-height":1024,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/solution-service.svg","1536x1536-width":1,"1536x1536-height":1,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/solution-service.svg","2048x2048-width":1,"2048x2048-height":1,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/solution-service.svg","menu-24x24-width":1,"menu-24x24-height":1,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/solution-service.svg","menu-36x36-width":1,"menu-36x36-height":1,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/solution-service.svg","menu-48x48-width":1,"menu-48x48-height":1}},"tab_title":"SOLUTION AND SERVICE INNOVATION","tab_image":{"ID":9176,"id":9176,"title":"platform-innovation-min","filename":"platform-innovation-min.png","filesize":139535,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/platform-innovation-min.png","link":"https:\/\/www.comply.com\/en-gb\/solutions\/compliance-program-management\/vendor-due-diligence\/platform-innovation-min-2\/","alt":"","author":"1","description":"","caption":"","name":"platform-innovation-min-2","status":"inherit","uploaded_to":12233,"date":"2024-08-01 14:38:23","modified":"2025-07-31 15:10:51","menu_order":0,"mime_type":"image\/png","type":"image","subtype":"png","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":645,"height":405,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/platform-innovation-min-150x150.png","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/platform-innovation-min-300x188.png","medium-width":300,"medium-height":188,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/platform-innovation-min.png","medium_large-width":645,"medium_large-height":405,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/platform-innovation-min.png","large-width":645,"large-height":405,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/platform-innovation-min.png","1536x1536-width":645,"1536x1536-height":405,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/platform-innovation-min.png","2048x2048-width":645,"2048x2048-height":405,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/platform-innovation-min.png","menu-24x24-width":24,"menu-24x24-height":15,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/platform-innovation-min.png","menu-36x36-width":36,"menu-36x36-height":23,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/platform-innovation-min.png","menu-48x48-width":48,"menu-48x48-height":30}},"tab_content":"

Incorporating direct feedback from Comply\u2019s portfolio of firms, we continuously implement the enhancements that matter most to our clients. We go beyond technology to offer a breadth of services and solutions designed to meet our clients\u2019 unique needs and challenges, including digital asset trade monitoring, compliance program management, consulting services, compliance education, and more.<\/p>\n"},{"tab_icon":{"ID":9231,"id":9231,"title":"regulatory-expertise","filename":"regulatory-expertise.svg","filesize":1074,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise.svg","link":"https:\/\/www.comply.com\/en-gb\/solutions\/compliance-program-management\/vendor-due-diligence\/regulatory-expertise-2\/","alt":"Regulatory expertise icon, blue scales of justice","author":"1","description":"","caption":"","name":"regulatory-expertise-2","status":"inherit","uploaded_to":12233,"date":"2024-08-20 20:08:58","modified":"2025-07-31 15:10:51","menu_order":0,"mime_type":"image\/svg+xml","type":"image","subtype":"svg+xml","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":1,"height":1,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise.svg","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise.svg","medium-width":300,"medium-height":300,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise.svg","medium_large-width":768,"medium_large-height":1,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise.svg","large-width":1024,"large-height":1024,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise.svg","1536x1536-width":1,"1536x1536-height":1,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise.svg","2048x2048-width":1,"2048x2048-height":1,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise.svg","menu-24x24-width":1,"menu-24x24-height":1,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise.svg","menu-36x36-width":1,"menu-36x36-height":1,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise.svg","menu-48x48-width":1,"menu-48x48-height":1}},"tab_title":"REGULATORY EXPERTISE","tab_image":{"ID":9177,"id":9177,"title":"regulatory-expertise-min","filename":"regulatory-expertise-min.png","filesize":127096,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise-min.png","link":"https:\/\/www.comply.com\/en-gb\/solutions\/compliance-program-management\/vendor-due-diligence\/regulatory-expertise-min-2\/","alt":"","author":"1","description":"","caption":"","name":"regulatory-expertise-min-2","status":"inherit","uploaded_to":12233,"date":"2024-08-01 14:38:47","modified":"2025-07-31 15:10:51","menu_order":0,"mime_type":"image\/png","type":"image","subtype":"png","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":645,"height":405,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise-min-150x150.png","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise-min-300x188.png","medium-width":300,"medium-height":188,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise-min.png","medium_large-width":645,"medium_large-height":405,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise-min.png","large-width":645,"large-height":405,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise-min.png","1536x1536-width":645,"1536x1536-height":405,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise-min.png","2048x2048-width":645,"2048x2048-height":405,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise-min.png","menu-24x24-width":24,"menu-24x24-height":15,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise-min.png","menu-36x36-width":36,"menu-36x36-height":23,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/regulatory-expertise-min.png","menu-48x48-width":48,"menu-48x48-height":30}},"tab_content":"

The Comply team is comprised of former CCOs, former regulators, and experienced lawyers. We understand the challenges you face because we\u2019ve been there. Our deep bench of industry expertise \u2013 which includes expansive knowledge in technology enablement and regulatory compliance protocols and processes \u2013 supports more than 7,000 clients.<\/p>\n"},{"tab_icon":{"ID":9228,"id":9228,"title":"customer-service","filename":"customer-service.svg","filesize":1401,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service.svg","link":"https:\/\/www.comply.com\/en-gb\/solutions\/compliance-program-management\/vendor-due-diligence\/customer-service-3-2\/","alt":"Customer service icon, blue hand waving","author":"1","description":"","caption":"","name":"customer-service-3-2","status":"inherit","uploaded_to":12233,"date":"2024-08-20 20:08:56","modified":"2025-07-31 15:10:51","menu_order":0,"mime_type":"image\/svg+xml","type":"image","subtype":"svg+xml","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":1,"height":1,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service.svg","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service.svg","medium-width":300,"medium-height":300,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service.svg","medium_large-width":768,"medium_large-height":1,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service.svg","large-width":1024,"large-height":1024,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service.svg","1536x1536-width":1,"1536x1536-height":1,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service.svg","2048x2048-width":1,"2048x2048-height":1,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service.svg","menu-24x24-width":1,"menu-24x24-height":1,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service.svg","menu-36x36-width":1,"menu-36x36-height":1,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service.svg","menu-48x48-width":1,"menu-48x48-height":1}},"tab_title":"AWARD-WINNING CUSTOMER SERVICE","tab_image":{"ID":9178,"id":9178,"title":"customer-service-min","filename":"customer-service-min.png","filesize":127815,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service-min.png","link":"https:\/\/www.comply.com\/en-gb\/solutions\/compliance-program-management\/vendor-due-diligence\/customer-service-min-2\/","alt":"","author":"1","description":"","caption":"","name":"customer-service-min-2","status":"inherit","uploaded_to":12233,"date":"2024-08-01 14:39:16","modified":"2025-07-31 15:10:51","menu_order":0,"mime_type":"image\/png","type":"image","subtype":"png","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":645,"height":405,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service-min-150x150.png","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service-min-300x188.png","medium-width":300,"medium-height":188,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service-min.png","medium_large-width":645,"medium_large-height":405,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service-min.png","large-width":645,"large-height":405,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service-min.png","1536x1536-width":645,"1536x1536-height":405,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service-min.png","2048x2048-width":645,"2048x2048-height":405,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service-min.png","menu-24x24-width":24,"menu-24x24-height":15,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service-min.png","menu-36x36-width":36,"menu-36x36-height":23,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/customer-service-min.png","menu-48x48-width":48,"menu-48x48-height":30}},"tab_content":"

Let us be an extension of your back office and provide support from our dedicated subject matter experts when you need it most. Customer support is available 24\/5.<\/p>\n"}]}},"callout_group_field":{"callout_show_section":false,"callout_subhead":"Callout subhead","callout_headline":"Finding gaps in your employee compliance program? Comply can help. ","callout_text":"

Discover why investment management, private equity, hedge funds, and more rely on The ComplySci Platform to automate tasks, monitor compliance protocols, and mitigate risk.<\/p>\n","callout_button":{"title":"Book a Demo","url":"https:\/\/www.comply.com\/en-gb\/book-a-demo\/","target":""}},"callout_group":{"callout_group_field":{"callout_show_section":false,"callout_subhead":"Callout subhead","callout_headline":"Finding gaps in your employee compliance program? Comply can help. ","callout_text":"

Discover why investment management, private equity, hedge funds, and more rely on The ComplySci Platform to automate tasks, monitor compliance protocols, and mitigate risk.<\/p>\n","callout_button":{"title":"Book a Demo","url":"https:\/\/www.comply.com\/en-gb\/book-a-demo\/","target":""}}},"accordion_clone":{"accordion_group":{"show_section":false,"accordion_style":"text","section_subhead":"","section_headline":"","section_text":"","accordion_1_headline":"One Headline","accordion":[{"accordion_image":false,"accordion_title":"","accordion_text":"","accordion_button":null},{"accordion_image":false,"accordion_title":"","accordion_text":"","accordion_button":null},{"accordion_image":false,"accordion_title":"","accordion_text":"","accordion_button":null},{"accordion_image":false,"accordion_title":"","accordion_text":"","accordion_button":null},{"accordion_image":false,"accordion_title":"","accordion_text":"","accordion_button":null}],"accordion_2_headline":"Two Headline","accordion_2":[{"accordion_image":false,"accordion_title":"test","accordion_text":"

test<\/p>\n","accordion_button":{"title":"","url":"","target":"","0":""}}]}},"featured_download_group_field":{"show_section":false,"section_headline":"WITH CONFIDENCE.","download_subhead":"Featured","download_headline":"Regulatory-Driven M&A: Why New Rules Means New Deals for Financial Firms","download_text":"

Download Comply\u2019s latest report, which assesses how the evolving regulatory landscape is impacting PE deals and M&A activity.<\/p>\n","download_button":{"title":"DOWNLOAD NOW","url":"https:\/\/www.complysci.com\/resources\/whitepapers\/regulatory-driven-m-a-why-new-rules-means-new-deals-for-financial-firms","target":""}},"featured_download_clone":{"featured_download_group_field":{"show_section":false,"section_headline":"WITH CONFIDENCE.","download_subhead":"Featured","download_headline":"Regulatory-Driven M&A: Why New Rules Means New Deals for Financial Firms","download_text":"

Download Comply\u2019s latest report, which assesses how the evolving regulatory landscape is impacting PE deals and M&A activity.<\/p>\n","download_button":{"title":"DOWNLOAD NOW","url":"https:\/\/www.complysci.com\/resources\/whitepapers\/regulatory-driven-m-a-why-new-rules-means-new-deals-for-financial-firms","target":""}}},"resource_feed_group":{"show_section":false,"section_headline":"Resources","more_link":{"title":"Resources","url":"https:\/\/www.comply.com\/en-gb\/resources\/","target":""},"use_recent_resources":true,"resources":false},"resource_feed_clone":{"resource_feed_group":{"show_section":false,"section_headline":"Resources","more_link":{"title":"Resources","url":"https:\/\/www.comply.com\/en-gb\/resources\/","target":""},"use_recent_resources":true,"resources":false}},"accordion_clone_copy":{"accordion_group":{"show_section":false,"accordion_style":"text","section_subhead":"","section_headline":"","section_text":"","accordion_1_headline":"Supporting Documents - two ","accordion":[{"accordion_image":false,"accordion_title":"","accordion_text":"","accordion_button":null},{"accordion_image":false,"accordion_title":"","accordion_text":"","accordion_button":null},{"accordion_image":false,"accordion_title":"","accordion_text":"","accordion_button":null},{"accordion_image":false,"accordion_title":"","accordion_text":"","accordion_button":null},{"accordion_image":false,"accordion_title":"","accordion_text":"","accordion_button":null},{"accordion_image":false,"accordion_title":"","accordion_text":"","accordion_button":null},{"accordion_image":false,"accordion_title":"","accordion_text":"","accordion_button":null},{"accordion_image":false,"accordion_title":"","accordion_text":"","accordion_button":null},{"accordion_image":false,"accordion_title":"","accordion_text":"","accordion_button":null},{"accordion_image":false,"accordion_title":"","accordion_text":"","accordion_button":null},{"accordion_image":false,"accordion_title":"","accordion_text":"","accordion_button":null},{"accordion_image":false,"accordion_title":"","accordion_text":"","accordion_button":null},{"accordion_image":false,"accordion_title":"","accordion_text":"","accordion_button":null}],"accordion_2_headline":"FAQs","accordion_2":[{"accordion_image":false,"accordion_title":"What type of firms benefit from ComplySci's compliance program management software?","accordion_text":"

ComplySci\u2019s compliance program management offerings are designed for the financial services and wealth management industry, including broker-dealers, hedge funds, global institutions, registered investment advisers, private markets, and public companies.<\/p>\n","accordion_button":{"title":"","url":"","target":"","0":""}},{"accordion_image":false,"accordion_title":"Why do I need financial regulatory compliance software?","accordion_text":"

\n
Your firm\u2019s regulatory compliance program keeps your firm functional, ensuring you meet regulatory requirements and standards of conduct, mitigating financial, reputational, and regulatory consequences of a compliance violation.
\n<\/span><\/div>\n
<\/div>\n<\/div>\n
\n
In fact, financial regulatory compliance software can help you:<\/span><\/div>\n<\/div>\n
\n