{"id":13932,"date":"2026-03-09T11:38:57","date_gmt":"2026-03-09T11:38:57","guid":{"rendered":"https:\/\/www.comply.com\/?post_type=resource_posts&#038;p=13932"},"modified":"2026-03-19T14:04:59","modified_gmt":"2026-03-19T14:04:59","slug":"risk-based-compliance-monitoring","status":"publish","type":"resource_posts","link":"https:\/\/www.comply.com\/en-gb\/resource\/risk-based-compliance-monitoring\/","title":{"rendered":"Designing a Risk-Based Compliance Monitoring Programme"},"content":{"rendered":"<p>Risk-based monitoring is no longer a \u201cbest practice\u201d exercise. It is central to the FCA\u2019s 2025\u20132030 supervisory strategy, and other global regulators are taking the same approach.<\/p>\n<p>Following its multi-firm review of risk assessment processes and controls, the FCA has highlighted weaknesses in how firms link risk identification to monitoring activity, ongoing oversight, and documented evidence.<\/p>\n<p>As scrutiny increases, firms must be able to clearly demonstrate that their compliance monitoring programmes are proportionate, dynamic, and data-driven.<\/p>\n<p>In this session, experts from <strong>Optima<\/strong> will join Comply for a practical discussion on how to design and implement a risk-based monitoring programme &#8211; and how to leverage the right data and insights to inform your controls.<\/p>\n<p><strong>What\u00a0you\u2019ll\u00a0learn:<\/strong><\/p>\n<ul>\n<li>How to translate risk assessments into structured, proportionate and risk-based monitoring plans<\/li>\n<li>What data and insights you can use to inform and dynamically update your programme<\/li>\n<li>Common weaknesses identified across firms of all sizes, and how to address them<\/li>\n<li>How to ensure clear traceability from risk identification through\u00a0to testing\u00a0and remediation\u00a0\u2013\u00a0creating audit-ready documentation that supports\u00a0senior management oversight and\u00a0regulatory engagement.<\/li>\n<\/ul>\n<p><a href=\"https:\/\/comply.registration.goldcast.io\/webinar\/be81dc68-864a-4572-973e-250064a18546\">REGISTER NOW<\/a><\/p>\n","protected":false},"author":20,"featured_media":12890,"menu_order":0,"template":"","resource_type_tax":[167],"delivery_method_tax":[169],"certification_tax":[],"class_list":["post-13932","resource_posts","type-resource_posts","status-publish","has-post-thumbnail","hentry","resource_type_tax-webinars","delivery_method_tax-live"],"acf":{"resource_description":"<p><strong>Thursday 26 March, 9am EST \/ 2pm GMT<\/strong><\/p>\n","resource_button":{"title":"Register now","url":"https:\/\/comply.registration.goldcast.io\/webinar\/be81dc68-864a-4572-973e-250064a18546","target":""},"resource_date":"","include_bdt_time":false,"resource_location":"","is_press_release":false,"form_headline":"","form_id":"","is_paywall":false,"newsletter_type":"global","resource_feed_group":{"show_section":false,"section_headline":"","more_link":"","use_recent_resources":true,"resources":false},"resource_feed_clone":{"resource_feed_group":{"show_section":false,"section_headline":"","more_link":"","use_recent_resources":true,"resources":false}},"gate_this_content":false,"form_embed":"","introduction":"","full_content_":"","accordion_group":{"show_section":false,"accordion_style":"image","section_subhead":"","section_headline":"","section_text":"","accordion_1_headline":"","accordion":false,"accordion_2_headline":"","accordion_2":false},"new_blue_header":false,"event_date_":"26th March 2026, 2pm GMT"},"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v26.4 - 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