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Collect and organise information on firm deals, employee meetings, and MNPI access.<\/p>\n","button":{"title":"Book a Demo","url":"https:\/\/www.comply.com\/en-gb\/book-a-demo\/","target":""}}]},"vertical_tabs":{"vertical_tabs_group":{"show_section":true,"headline":"Modern Compliance Solutions for Asset Managers & Alternative Investment Funds","text":"Comply's regulatory and technology experts have decades of experience helping alternative investment fund managers, hedge funds and private equity firms navigate the varied and complex regulatory requirements. And we can help you do the same.","tabs":[{"tab_title":"Comply Program Management","image":{"ID":12737,"id":12737,"title":"Comply Compliance Calendar","filename":"Comply-Compliance-Calendar.png","filesize":52405,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Comply-Compliance-Calendar.png","link":"https:\/\/www.comply.com\/en-gb\/products\/complysci\/comply-compliance-calendar-2\/","alt":"","author":"12","description":"","caption":"","name":"comply-compliance-calendar-2","status":"inherit","uploaded_to":12234,"date":"2025-09-29 17:48:02","modified":"2025-09-29 17:48:02","menu_order":0,"mime_type":"image\/png","type":"image","subtype":"png","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":650,"height":373,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Comply-Compliance-Calendar-150x150.png","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Comply-Compliance-Calendar-300x172.png","medium-width":300,"medium-height":172,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Comply-Compliance-Calendar.png","medium_large-width":650,"medium_large-height":373,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Comply-Compliance-Calendar.png","large-width":650,"large-height":373,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Comply-Compliance-Calendar.png","1536x1536-width":650,"1536x1536-height":373,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Comply-Compliance-Calendar.png","2048x2048-width":650,"2048x2048-height":373,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Comply-Compliance-Calendar-24x14.png","menu-24x24-width":24,"menu-24x24-height":14,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Comply-Compliance-Calendar-36x21.png","menu-36x36-width":36,"menu-36x36-height":21,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Comply-Compliance-Calendar-48x28.png","menu-48x48-width":48,"menu-48x48-height":28}},"content":"<p>Manage the scope of your compliance program from one integrated solution. With Comply Program Management, Private Funds gain access to a bespoke compliance calendar, risk assessment tool, and an annual review guide.<\/p>\n","button":{"title":"Book a Demo","url":"https:\/\/www.comply.com\/en-gb\/book-a-demo\/","target":""}},{"tab_title":"Annual Review and Risk Assessment","image":{"ID":12853,"id":12853,"title":"Annual Review - Final","filename":"Annual-Review-Final.png","filesize":345531,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Annual-Review-Final.png","link":"https:\/\/www.comply.com\/en-gb\/solutions\/compliance-program-management\/annual-review-risk-assessment-tools\/annual-review-final-2\/","alt":"","author":"12","description":"","caption":"","name":"annual-review-final-2","status":"inherit","uploaded_to":12226,"date":"2025-09-30 17:47:14","modified":"2025-09-30 17:47:14","menu_order":0,"mime_type":"image\/png","type":"image","subtype":"png","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":2400,"height":1600,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Annual-Review-Final-150x150.png","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Annual-Review-Final-300x200.png","medium-width":300,"medium-height":200,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Annual-Review-Final-768x512.png","medium_large-width":768,"medium_large-height":512,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Annual-Review-Final-1024x683.png","large-width":1024,"large-height":683,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Annual-Review-Final-1536x1024.png","1536x1536-width":1536,"1536x1536-height":1024,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Annual-Review-Final-2048x1365.png","2048x2048-width":2048,"2048x2048-height":1365,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Annual-Review-Final-24x16.png","menu-24x24-width":24,"menu-24x24-height":16,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Annual-Review-Final-36x24.png","menu-36x36-width":36,"menu-36x36-height":24,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Annual-Review-Final-48x32.png","menu-48x48-width":48,"menu-48x48-height":32}},"content":"<p>Take the manual out of your annual review with integrated solutions designed to automate and document your annual review and risk assessment processes.<\/p>\n","button":{"title":"BOOK A DEMO","url":"https:\/\/www.comply.com\/en-gb\/book-a-demo\/","target":""}},{"tab_title":"Certifications and Attestations","image":{"ID":12744,"id":12744,"title":"Comply Platform Certifications","filename":"Comply-Platform-Certifications.png","filesize":88029,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Comply-Platform-Certifications.png","link":"https:\/\/www.comply.com\/en-gb\/products\/complysci\/comply-platform-certifications-2\/","alt":"","author":"12","description":"","caption":"","name":"comply-platform-certifications-2","status":"inherit","uploaded_to":12234,"date":"2025-09-29 19:37:08","modified":"2025-09-29 19:37:08","menu_order":0,"mime_type":"image\/png","type":"image","subtype":"png","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":650,"height":433,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Comply-Platform-Certifications-150x150.png","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Comply-Platform-Certifications-300x200.png","medium-width":300,"medium-height":200,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Comply-Platform-Certifications.png","medium_large-width":650,"medium_large-height":433,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Comply-Platform-Certifications.png","large-width":650,"large-height":433,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Comply-Platform-Certifications.png","1536x1536-width":650,"1536x1536-height":433,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Comply-Platform-Certifications.png","2048x2048-width":650,"2048x2048-height":433,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Comply-Platform-Certifications-24x16.png","menu-24x24-width":24,"menu-24x24-height":16,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Comply-Platform-Certifications-36x24.png","menu-36x36-width":36,"menu-36x36-height":24,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Comply-Platform-Certifications-48x32.png","menu-48x48-width":48,"menu-48x48-height":32}},"content":"<p>Easily and effectively create automated digital certification forms and events tailored to your Code of Ethics. Missing critical certifications? Flag overdue certifications with intuitive dashboards and reports for automated follow up.<\/p>\n","button":{"title":"BOOK A DEMO","url":"https:\/\/www.comply.com\/en-gb\/book-a-demo\/","target":""}},{"tab_title":"Personal Account Dealing and Restricted List Management","image":{"ID":12992,"id":12992,"title":"Comply Trade Monitoring - Preclearance and OBAs copy","filename":"Comply-Trade-Monitoring-Preclearance-and-OBAs-copy.png","filesize":680597,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2025\/09\/Comply-Trade-Monitoring-Preclearance-and-OBAs-copy.png","link":"https:\/\/www.comply.com\/en-gb\/products\/complysci\/comply-trade-monitoring-preclearance-and-obas-copy-2\/","alt":"","author":"12","description":"","caption":"","name":"comply-trade-monitoring-preclearance-and-obas-copy-2","status":"inherit","uploaded_to":12234,"date":"2025-10-05 13:38:01","modified":"2025-10-05 17:48:31","menu_order":0,"mime_type":"image\/png","type":"image","subtype":"png","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":2497,"height":1684,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2025\/09\/Comply-Trade-Monitoring-Preclearance-and-OBAs-copy-150x150.png","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2025\/09\/Comply-Trade-Monitoring-Preclearance-and-OBAs-copy-300x202.png","medium-width":300,"medium-height":202,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2025\/09\/Comply-Trade-Monitoring-Preclearance-and-OBAs-copy-768x518.png","medium_large-width":768,"medium_large-height":518,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2025\/09\/Comply-Trade-Monitoring-Preclearance-and-OBAs-copy-1024x691.png","large-width":1024,"large-height":691,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2025\/09\/Comply-Trade-Monitoring-Preclearance-and-OBAs-copy-1536x1036.png","1536x1536-width":1536,"1536x1536-height":1036,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2025\/09\/Comply-Trade-Monitoring-Preclearance-and-OBAs-copy-2048x1381.png","2048x2048-width":2048,"2048x2048-height":1381,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2025\/09\/Comply-Trade-Monitoring-Preclearance-and-OBAs-copy-24x16.png","menu-24x24-width":24,"menu-24x24-height":16,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2025\/09\/Comply-Trade-Monitoring-Preclearance-and-OBAs-copy-36x24.png","menu-36x36-width":36,"menu-36x36-height":24,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2025\/09\/Comply-Trade-Monitoring-Preclearance-and-OBAs-copy-48x32.png","menu-48x48-width":48,"menu-48x48-height":32}},"content":"<p>Implement your firm\u2019s personal securities trading policies and procedures and monitor your employees\u2019 trading activity to prevent and proactively identify potential misuse of material non-public information (MNPI).<\/p>\n","button":{"title":"BOOK A DEMO","url":"https:\/\/www.comply.com\/en-gb\/book-a-demo\/","target":""}},{"tab_title":"Case Management","image":{"ID":13000,"id":13000,"title":"Comply Case Management Comms and Open Case","filename":"Comply-Case-Management-Comms-and-Open-Case-2.png","filesize":405831,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2025\/09\/Comply-Case-Management-Comms-and-Open-Case-2.png","link":"https:\/\/www.comply.com\/en-gb\/who-we-serve\/private-funds\/comply-case-management-comms-and-open-case-3-2\/","alt":"","author":"12","description":"","caption":"","name":"comply-case-management-comms-and-open-case-3-2","status":"inherit","uploaded_to":12289,"date":"2025-10-05 13:57:37","modified":"2025-10-05 17:51:23","menu_order":0,"mime_type":"image\/png","type":"image","subtype":"png","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":2497,"height":1684,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2025\/09\/Comply-Case-Management-Comms-and-Open-Case-2-150x150.png","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2025\/09\/Comply-Case-Management-Comms-and-Open-Case-2-300x202.png","medium-width":300,"medium-height":202,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2025\/09\/Comply-Case-Management-Comms-and-Open-Case-2-768x518.png","medium_large-width":768,"medium_large-height":518,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2025\/09\/Comply-Case-Management-Comms-and-Open-Case-2-1024x691.png","large-width":1024,"large-height":691,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2025\/09\/Comply-Case-Management-Comms-and-Open-Case-2-1536x1036.png","1536x1536-width":1536,"1536x1536-height":1036,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2025\/09\/Comply-Case-Management-Comms-and-Open-Case-2-2048x1381.png","2048x2048-width":2048,"2048x2048-height":1381,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2025\/09\/Comply-Case-Management-Comms-and-Open-Case-2-24x16.png","menu-24x24-width":24,"menu-24x24-height":16,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2025\/09\/Comply-Case-Management-Comms-and-Open-Case-2-36x24.png","menu-36x36-width":36,"menu-36x36-height":24,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2025\/09\/Comply-Case-Management-Comms-and-Open-Case-2-48x32.png","menu-48x48-width":48,"menu-48x48-height":32}},"content":"<p>Eliminate offline tracking of potential compliance breaches with case management. Easily create, manage, and report on any policy violations and document investigation activities for these identified events.<\/p>\n","button":{"title":"BOOK A DEMO","url":"https:\/\/www.comply.com\/en-gb\/book-a-demo\/","target":""}},{"tab_title":"Comply Control Room","image":{"ID":12750,"id":12750,"title":"Comply Control Room COI","filename":"Comply-Control-Room-COI.png","filesize":91096,"url":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Comply-Control-Room-COI.png","link":"https:\/\/www.comply.com\/en-gb\/products\/complysci\/comply-control-room-coi-2\/","alt":"","author":"12","description":"","caption":"","name":"comply-control-room-coi-2","status":"inherit","uploaded_to":12234,"date":"2025-09-29 20:21:53","modified":"2025-09-29 20:21:53","menu_order":0,"mime_type":"image\/png","type":"image","subtype":"png","icon":"https:\/\/www.comply.com\/wp-includes\/images\/media\/default.png","width":650,"height":518,"sizes":{"thumbnail":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Comply-Control-Room-COI-150x150.png","thumbnail-width":150,"thumbnail-height":150,"medium":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Comply-Control-Room-COI-300x239.png","medium-width":300,"medium-height":239,"medium_large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Comply-Control-Room-COI.png","medium_large-width":650,"medium_large-height":518,"large":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Comply-Control-Room-COI.png","large-width":650,"large-height":518,"1536x1536":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Comply-Control-Room-COI.png","1536x1536-width":650,"1536x1536-height":518,"2048x2048":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Comply-Control-Room-COI.png","2048x2048-width":650,"2048x2048-height":518,"menu-24x24":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Comply-Control-Room-COI-24x19.png","menu-24x24-width":24,"menu-24x24-height":19,"menu-36x36":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Comply-Control-Room-COI-36x29.png","menu-36x36-width":36,"menu-36x36-height":29,"menu-48x48":"https:\/\/www.comply.com\/wp-content\/uploads\/2024\/08\/Comply-Control-Room-COI-48x38.png","menu-48x48-width":48,"menu-48x48-height":38}},"content":"<p>Leverage an integrated solution that tracks firm activities alongside employee activities to proactively identify potential conflicts of interest and market abuse. Collect and organise information on firm deals, employee meetings, and MNPI access.<\/p>\n","button":{"title":"Book a Demo","url":"https:\/\/www.comply.com\/en-gb\/book-a-demo\/","target":""}}]}},"quote_wrap_group":{"show_section":true,"image":false,"full_size_quote":true,"quote_text":"Having everything in one place is ideal and I think it\u2019s quicker to have everything online too. Data is backed up and secure, and the cross-functionality is incredibly useful.","quote_author_name":"Iain Colquhoun, Sona Asset Management","show_stats":false,"stats_list":false},"quote_wrap":{"quote_wrap_group":{"show_section":true,"image":false,"full_size_quote":true,"quote_text":"Having everything in one place is ideal and I think it\u2019s quicker to have everything online too. Data is backed up and secure, and the cross-functionality is incredibly useful.","quote_author_name":"Iain Colquhoun, Sona Asset Management","show_stats":false,"stats_list":false}},"faqs_group":{"show_section":true,"sub_head":"FAQs","headline":"You've got questions. We've got answers.","text":"<p>Have a few questions after exploring our solutions and capabilities for Asset Managers and AIFMs? Check out some of the most frequently asked questions for all your answers.<\/p>\n","button":{"title":"Talk to Sales","url":"https:\/\/www.comply.com\/en-gb\/book-a-demo\/","target":""},"tabbed_faqs":false,"faqs":[{"question":"Why do I need financial regulatory compliance software?","answer":"<p>Your firm\u2019s regulatory compliance program keeps your firm functional, ensuring you meet regulatory requirements and standards of conduct, mitigating financial, reputational, and regulatory consequences of a compliance violation.<\/p>\n<p>In fact, financial regulatory compliance software can help you:<\/p>\n<ul>\n<li>Automate manual, time-consuming activities, which eat away at your day and make it difficult to focus on big-picture priorities<\/li>\n<li>Determine gaps in your compliance program, which could leave you open to risk<\/li>\n<li>Report on all compliance activities, providing an audit trail for your firm and any regulatory body<\/li>\n<li>Ensure your compliance program is functioning at the optimal level<\/li>\n<\/ul>\n","link":""},{"question":"What solutions does Comply offer for hedge funds?","answer":"<p>Comply offers compliance solutions built for hedge funds to effectively manage compliance and mitigate risk, including the ComplySci Platform, Control Room and Political Contribution Verification module. Our solutions provide automated program management, workflow and reporting options to ensure you accurately and efficiently help you manage your compliance program.<\/p>\n","link":""},{"question":"What solutions does Comply offer for private equity firms?","answer":"<p>With tools designed to track and monitor compliance with employee trading, gifts and entertainment, political contributions, outside business activities, and marketing materials, Comply helps mitigate risks and identify conflicts of interest. Private equity firms can optimize their compliance programs by using the ComplySci Platform, Control Room, Political Contribution Verification module, and more.<\/p>\n<p>In addition Comply offers compliance consulting and continuing education services designed to help keep your firm ahead of the regulatory curve.<\/p>\n","link":""},{"question":"Can Comply support Form ADV and Form 13F filings?","answer":"<p>The entire Comply portfolio of firms offers expansive services which support hedge fund regulatory filings including Form ADV and Form 13F.<\/p>\n","link":""},{"question":"How does Comply protect sensitive and proprietary data for hedge funds using black box or other proprietary trading models?","answer":"<p>ComplySci\u2019s Black Box Firm Trade API allows hedge funds to send firm trade data at the security level to ComplySci via a secure API. ComplySci then analyzes firm trade data against employee trade activity and brokerage accounts and returns the firm trade information which matches employee trade data via secure API. No proprietary data is saved on the ComplySci Platform.<\/p>\n","link":""},{"question":"How do I get the most out of my financial regulatory compliance software?","answer":"<div class=\"rte__block rte__top-level-block rte__block--is-first rte__block--id-7gkap rte__text-block rte__paragraph\" data-block=\"true\" data-editor=\"dg3dc\" data-offset-key=\"7gkap-0-0\">\n<div class=\"public-DraftStyleDefault-block public-DraftStyleDefault-ltr\" data-offset-key=\"7gkap-0-0\"><span data-offset-key=\"7gkap-0-0\">Every dollar matters during a period of economic downturn. This makes prioritizing your spend essential to keeping your financial advisory firm at peak of performance, investing where appropriate for long-term success while not over-reaching and potentially overspending.\u00a0<\/span><\/div>\n<\/div>\n<div class=\"rte__block rte__top-level-block rte__block--id-abv38 rte__text-block rte__list-item rte__list-item--depth0 rte__ulist-item\" data-block=\"true\" data-editor=\"dg3dc\" data-offset-key=\"abv38-0-0\">\n<ul>\n<li class=\"public-DraftStyleDefault-block public-DraftStyleDefault-ltr\" data-offset-key=\"abv38-0-0\"><span data-offset-key=\"abv38-0-0\">Work with the right compliance technology partner<\/span><\/li>\n<li class=\"public-DraftStyleDefault-block public-DraftStyleDefault-ltr\" data-offset-key=\"abv38-0-0\">Prioritize your fiduciary education<\/li>\n<li class=\"public-DraftStyleDefault-block public-DraftStyleDefault-ltr\" data-offset-key=\"abv38-0-0\">Bring in outside help as needed<\/li>\n<li class=\"public-DraftStyleDefault-block public-DraftStyleDefault-ltr\" data-offset-key=\"abv38-0-0\">Create a culture that prioritizes compliance<\/li>\n<li class=\"public-DraftStyleDefault-block public-DraftStyleDefault-ltr\" data-offset-key=\"abv38-0-0\">Lean into your *free* resources<\/li>\n<\/ul>\n<\/div>\n","link":""},{"question":"How long does the onboarding process usually take?","answer":"<p>Comply\u2019s onboarding team will be there with you every step of the way, working with you to create a plan which addresses your company\u2019s unique needs. During onboarding the team will load data, configure the system to your use case and help set up integrations. The team will also provide guided instruction of broker feed outreach and assist with establishing broker feeds. Onboarding is concluded with supervisor training and assisting your organization go live on the platform.<br \/>\nTypical onboarding takes approximately 6-8 weeks. For larger clients onboarding is scoped to meet your company\u2019s unique needs.<\/p>\n","link":""},{"question":"What type of customer support is provided?","answer":"<p><span data-offset-key=\"7gkap-0-0\">Comply provides our customers with the service and support required to meet the exacting demands of the regulatory industry, while embodying the attention to detail you demand of yourself and your team. With 24\/5 support and unparalleled in-house expertise, your program is our priority from the moment you begin the onboarding process. That\u2019s our promise to you.<\/span><\/p>\n<p><span data-offset-key=\"7gkap-0-0\">You can contact our Customer Support team\u00a0<\/span><strong><a href=\"https:\/\/www.comply.com\/support\/\"><span class=\"rte__bold\" data-offset-key=\"7gkap-1-0\">here.<\/span><\/a><\/strong><\/p>\n","link":""},{"question":"How can I schedule a demo?","answer":"<p><span data-offset-key=\"7gkap-0-0\">Complete this\u00a0<\/span><strong><a class=\"rte__link rte__link--is-clickable\" href=\"https:\/\/www3.comply.com\/demo-website-main\" aria-expanded=\"false\"><span class=\"rte__bold\" data-offset-key=\"7gkap-1-0\">form<\/span><\/a><\/strong><span data-offset-key=\"7gkap-2-0\">\u00a0to schedule a full demo and see firsthand what our compliance solutions can do for you.\u00a0<\/span><\/p>\n","link":""}],"tab_faqs":false},"faqs":{"faqs_group":{"show_section":true,"sub_head":"FAQs","headline":"You've got questions. We've got answers.","text":"<p>Have a few questions after exploring our solutions and capabilities for Asset Managers and AIFMs? Check out some of the most frequently asked questions for all your answers.<\/p>\n","button":{"title":"Talk to Sales","url":"https:\/\/www.comply.com\/en-gb\/book-a-demo\/","target":""},"tabbed_faqs":false,"faqs":[{"question":"Why do I need financial regulatory compliance software?","answer":"<p>Your firm\u2019s regulatory compliance program keeps your firm functional, ensuring you meet regulatory requirements and standards of conduct, mitigating financial, reputational, and regulatory consequences of a compliance violation.<\/p>\n<p>In fact, financial regulatory compliance software can help you:<\/p>\n<ul>\n<li>Automate manual, time-consuming activities, which eat away at your day and make it difficult to focus on big-picture priorities<\/li>\n<li>Determine gaps in your compliance program, which could leave you open to risk<\/li>\n<li>Report on all compliance activities, providing an audit trail for your firm and any regulatory body<\/li>\n<li>Ensure your compliance program is functioning at the optimal level<\/li>\n<\/ul>\n","link":""},{"question":"What solutions does Comply offer for hedge funds?","answer":"<p>Comply offers compliance solutions built for hedge funds to effectively manage compliance and mitigate risk, including the ComplySci Platform, Control Room and Political Contribution Verification module. Our solutions provide automated program management, workflow and reporting options to ensure you accurately and efficiently help you manage your compliance program.<\/p>\n","link":""},{"question":"What solutions does Comply offer for private equity firms?","answer":"<p>With tools designed to track and monitor compliance with employee trading, gifts and entertainment, political contributions, outside business activities, and marketing materials, Comply helps mitigate risks and identify conflicts of interest. Private equity firms can optimize their compliance programs by using the ComplySci Platform, Control Room, Political Contribution Verification module, and more.<\/p>\n<p>In addition Comply offers compliance consulting and continuing education services designed to help keep your firm ahead of the regulatory curve.<\/p>\n","link":""},{"question":"Can Comply support Form ADV and Form 13F filings?","answer":"<p>The entire Comply portfolio of firms offers expansive services which support hedge fund regulatory filings including Form ADV and Form 13F.<\/p>\n","link":""},{"question":"How does Comply protect sensitive and proprietary data for hedge funds using black box or other proprietary trading models?","answer":"<p>ComplySci\u2019s Black Box Firm Trade API allows hedge funds to send firm trade data at the security level to ComplySci via a secure API. ComplySci then analyzes firm trade data against employee trade activity and brokerage accounts and returns the firm trade information which matches employee trade data via secure API. No proprietary data is saved on the ComplySci Platform.<\/p>\n","link":""},{"question":"How do I get the most out of my financial regulatory compliance software?","answer":"<div class=\"rte__block rte__top-level-block rte__block--is-first rte__block--id-7gkap rte__text-block rte__paragraph\" data-block=\"true\" data-editor=\"dg3dc\" data-offset-key=\"7gkap-0-0\">\n<div class=\"public-DraftStyleDefault-block public-DraftStyleDefault-ltr\" data-offset-key=\"7gkap-0-0\"><span data-offset-key=\"7gkap-0-0\">Every dollar matters during a period of economic downturn. This makes prioritizing your spend essential to keeping your financial advisory firm at peak of performance, investing where appropriate for long-term success while not over-reaching and potentially overspending.\u00a0<\/span><\/div>\n<\/div>\n<div class=\"rte__block rte__top-level-block rte__block--id-abv38 rte__text-block rte__list-item rte__list-item--depth0 rte__ulist-item\" data-block=\"true\" data-editor=\"dg3dc\" data-offset-key=\"abv38-0-0\">\n<ul>\n<li class=\"public-DraftStyleDefault-block public-DraftStyleDefault-ltr\" data-offset-key=\"abv38-0-0\"><span data-offset-key=\"abv38-0-0\">Work with the right compliance technology partner<\/span><\/li>\n<li class=\"public-DraftStyleDefault-block public-DraftStyleDefault-ltr\" data-offset-key=\"abv38-0-0\">Prioritize your fiduciary education<\/li>\n<li class=\"public-DraftStyleDefault-block public-DraftStyleDefault-ltr\" data-offset-key=\"abv38-0-0\">Bring in outside help as needed<\/li>\n<li class=\"public-DraftStyleDefault-block public-DraftStyleDefault-ltr\" data-offset-key=\"abv38-0-0\">Create a culture that prioritizes compliance<\/li>\n<li class=\"public-DraftStyleDefault-block public-DraftStyleDefault-ltr\" data-offset-key=\"abv38-0-0\">Lean into your *free* resources<\/li>\n<\/ul>\n<\/div>\n","link":""},{"question":"How long does the onboarding process usually take?","answer":"<p>Comply\u2019s onboarding team will be there with you every step of the way, working with you to create a plan which addresses your company\u2019s unique needs. During onboarding the team will load data, configure the system to your use case and help set up integrations. The team will also provide guided instruction of broker feed outreach and assist with establishing broker feeds. Onboarding is concluded with supervisor training and assisting your organization go live on the platform.<br \/>\nTypical onboarding takes approximately 6-8 weeks. For larger clients onboarding is scoped to meet your company\u2019s unique needs.<\/p>\n","link":""},{"question":"What type of customer support is provided?","answer":"<p><span data-offset-key=\"7gkap-0-0\">Comply provides our customers with the service and support required to meet the exacting demands of the regulatory industry, while embodying the attention to detail you demand of yourself and your team. With 24\/5 support and unparalleled in-house expertise, your program is our priority from the moment you begin the onboarding process. That\u2019s our promise to you.<\/span><\/p>\n<p><span data-offset-key=\"7gkap-0-0\">You can contact our Customer Support team\u00a0<\/span><strong><a href=\"https:\/\/www.comply.com\/support\/\"><span class=\"rte__bold\" data-offset-key=\"7gkap-1-0\">here.<\/span><\/a><\/strong><\/p>\n","link":""},{"question":"How can I schedule a demo?","answer":"<p><span data-offset-key=\"7gkap-0-0\">Complete this\u00a0<\/span><strong><a class=\"rte__link rte__link--is-clickable\" href=\"https:\/\/www3.comply.com\/demo-website-main\" aria-expanded=\"false\"><span class=\"rte__bold\" data-offset-key=\"7gkap-1-0\">form<\/span><\/a><\/strong><span data-offset-key=\"7gkap-2-0\">\u00a0to schedule a full demo and see firsthand what our compliance solutions can do for you.\u00a0<\/span><\/p>\n","link":""}],"tab_faqs":false}},"resources_group":{"show_section":true,"headline":"Resources","link":{"title":"See All Resources","url":"\/en-gb\/resources\/","target":""},"use_most_recent_resources":false,"resources":[{"resource":12272},{"resource":12239},{"resource":12259}]},"recent_resources":{"resources_group":{"show_section":true,"headline":"Resources","link":{"title":"See All Resources","url":"\/en-gb\/resources\/","target":""},"use_most_recent_resources":false,"resources":[{"resource":12272},{"resource":12239},{"resource":12259}]}},"cta_group":{"show_section":true,"headline":"Ready to Comply with Confidence?","text":"Power up your program with the premier compliance solution partner trusted by thousands of global firms.","button":{"title":"Talk to Sales","url":"https:\/\/www.comply.com\/en-gb\/book-a-demo\/","target":""}},"cta_wrap":{"cta_group":{"show_section":true,"headline":"Ready to Comply with Confidence?","text":"Power up your program with the premier compliance solution partner trusted by thousands of global firms.","button":{"title":"Talk to Sales","url":"https:\/\/www.comply.com\/en-gb\/book-a-demo\/","target":""}}}},"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v26.4 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Compliance Program Management for Asset Managers | Comply<\/title>\n<meta name=\"description\" content=\"Managing market-moving levels of money and funds requires precision, expertise, and compliant practices. 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