What does it take to run a defensible compliance program – not just a documented one?
Join David Bliss, Chief Product Officer at Comply, for a deep dive into how the Comply Platform brings control, clarity, and audit-readiness to every layer of your compliance program. From daily preclearance and disclosures to annual reviews and risk assessments, you’ll see what it means to supervise in real time – and prove it when it counts.
This session includes a demo of Comply led by one of our solutions engineers, walking you through the technology compliance leaders rely on every day. You’ll learn how firms are replacing siloed tools, patchwork spreadsheets, and policy gaps with one platform built around regulatory expectations – and structured for scale.
Whether you’re preparing for your next exam, expanding your team, or trying to connect the dots across your compliance program, this is the session for you.
What You’ll See:
- Real-time supervision via the Comply Dashboard
- Employee activity oversight: trades, attestations, and disclosures
- Program-wide controls: risk assessments, policy management, annual review
- How everything ties together for regulators, boards, and your own peace of mind