Investment Adviser Core Compliance Program Requirements

The Investment Adviser Core Compliance (IA Core) Program coursework consists of 10 required compliance courses, and the submission of the Ethics assessment. Compliance Professionals who complete this program can have this coursework applied towards the requirements for the Investment Adviser Certified Compliance Professional (IACCP®) Program. The IA Core program is co-sponsored by COMPLY and the Investment Adviser Association (IAA).