= accelerating global growth and advancing the future of regulatory compliance for financial firms. Learn More

Investment Adviser State Registration Requirements Directory

Learn more about the state registration requirements for investment advisors below.

✓ Alabama ✓ Nebraska
✓ Alaska ✓ Nevada
✓ Arizona ✓ New Hampshire
✓ Arkansas ✓ New Jersey
✓ California ✓ New Mexico
✓ Colorado ✓ New York
✓ Connecticut ✓ North Carolina
✓ Delaware ✓ North Dakota
✓ Florida ✓ Ohio
✓ Georgia ✓ Oklahoma
✓ Hawaii ✓ Oregon
✓ Idaho ✓ Pennsylvania
✓ Illinois ✓ Rhode Island
✓ Indiana ✓ South Carolina
✓ Iowa ✓ South Dakota
✓ Kansas ✓ Tennessee
✓ Kentucky ✓ Texas
✓ Louisiana ✓ Utah
✓ Maine ✓ Vermont
✓ Maryland ✓ Virginia
✓ Massachusetts ✓ Washington
✓ Michigan ✓ West Virginia
✓ Minnesota ✓ Wisconsin
✓ Mississippi ✓ Wyoming
✓ Missouri ✓ SEC
✓ Montana