illumis

Manage and mitigate political contribution risk before it becomes a reality. How? With aggregated data from thousands of public records, so nothing ever slips through the cracks.

ILLUMIS FEATURES & CAPABILITIES

Don't let employee political contributions put your firm at risk.

Leverage the political contribution monitoring platform specifically tailored to help financial institutions accurately and effectively operationalize pay-to-play regulatory compliance processes.

Political Contribution Compliance

Real-time political contribution monitoring to ensure pay-to-play compliance with SEC Rule 206(4)-5, MSRB Rule G-37, FINRA Rules 203 & 4580, CFTC Regulation 23.451, as well as state and local pay-to-play regulations.

Automated monitoring of political contributions on a federal, state, and local level
Integrated preclearance and monitoring in one platform

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Public Records Search

Real-time search, across thousands of public records datasets.

Integrates with thousands of data sources, providing the most comprehensive public data search and monitoring solution available
Alerts send customized updates directly to your email inbox
Link to primary sources for easy verification

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Public Records Monitoring

Search and monitor any public records database or data set.

Alerts search a range of data sources including courts, lobbying records, business filings, campaign finance data, and more
And any public data set can be built into illumis alerts, giving you fully customizable intelligence solutions for whatever your needs may be

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illumis FAQs

Learn more about the most powerful pay-to-play solution on the market. And how we can help protect your firm in on- and off-election years.

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What pay-to-play regulations does this technology help me comply with?

Maintain compliance with federal, state and local pay-to-play regulations like:

SEC Rule 206(4)-5
MSRB Rule G-37
FINRA Rules 2030 & 4580
CFTC Regulation 23.451
State and local pay-to-play regulations

How comprehensive is the political contribution data coverage?

With over 710 million contribution records, the Comply™ political contribution monitoring and intelligence platform, powered by illumis® technology, provides the most comprehensive coverage of contribution records on the market — helping your team mitigate pay-to-play risk and ensure compliance with federal, state, and local regulations.

Campaign finance data coverage includes:

All 50 states & D.C.
Federal data
Hundreds of cities, counties, & local jurisdictions

How comprehensive is the public records search and monitoring data coverage?

Whether you’re providing comprehensive research reports, maintaining compliance, investigating a subject, performing due diligence, and vetting or monitoring for the most current records and intelligence, Comply is the best way to ensure all of the information you need is at your fingertips.

Data coverage includes:

Business registrations and professional licenses and IRS-990 filings covering all 50 states
Court records for federal cases and over 160 state or local jurisdictions
Political contributions and lobbying registrations at the federal, state, and local levels
Regulations and penalties including environmental and labor violations
Sanctions and watchlists including screening lists and penalties
Hundreds of additional data sources ranging from White House visitor logs to Wikileaks
Expandable and customizable data coverage