Safeguarding Endowment Integrity with Scalable Oversight

Facilitate regular disclosure of personal affiliations, financial interests, and potential conflicts among trustees and investment staff. Comply supports governance practices aligned with UPMIFA’s standards of prudence and loyalty, helping institutions fulfill their fiduciary obligations.

Enforce personal trading policies and monitor activity to detect potential misuse of material non-public information (MNPI) or conflicts with endowment-affiliated investments.

Capture and track external board seats, advisory roles, and business relationships to ensure a 360-degree view of exposure and potential reputational risk.

Maintain clear oversight of external managers, document reviews, and flag reputational or operational risks – supporting better TPMM selection and ongoing evaluation.

Pay-to-play risks may arise from political contributions by endowments or third-party managers. Comply provides a real-time view to identify and flag risks quickly and effectively.

Regulatory form Filings including Form 13F, Form N-PX, and Form13H can drain internal resources. The Comply team provides experts adept at all filing requirements to ensure you file on time, every time.