The leading platform for automated monitoring of political contributions across federal, state, and local jurisdictions. Purpose-built for financial institutions, Comply’s political contribution monitoring streamlines pay-to-play oversight.
- Maintain compliance with federal, state, and local pay-to-play regulations like SEC Rule 206(4)-5, MSRB Rule G-37, FINRA Rules 2030 and 4580, CFTC Regulation 23.451, and state/local pay-to-play regulations
- Leverage comprehensive campaign finance data across all 50 states and D.C., federal data, hundreds of cities, counties, and local jurisdictions
- Access timely, actionable data with automated daily monitoring and alerts, time-saving workflow tools, and sophisticated filters to remove false positives
- Seamlessly incorporate self-reporting and contribution requests
