COMPLY with Confidence

At COMPLY Technologies, Inc., our team is dedicated to helping you COMPLY with confidence. Supporting 5,000-person firms with a comprehensive solution designed to meet complex challenges. Empowering 1–2-person shops with an all-in-one solution. And everything in between.  

We are the first call for CCOs because we get it. We know the challenges. We understand the industry. And we can help you achieve COMPLYance. 

Your Partner in Compliance

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Total RIAs Registered with COMPLY's Support
clients worldwide
countries with active users
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in AUM protected

A Partner as Meticulously Detail-Oriented and Driven as You Are.

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Direct Broker Feeds

Integrated direct broker feeds from more than 300 brokerage firms and a robust data normalization process provide unrivaled information accuracy and dependability.
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Data Interoperability and APIs

Powerful integration capabilities facilitate data connections between our platform and other industry-leading solutions, enhancing communications, increasing efficiency and providing a seamless customer experience.
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Industry Partners

With best-in-class industry partners, we are streamlining processes and increasing accuracy for registered investment advisers and their firms.
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Solution and Service Innovation

Incorporating direct feedback from COMPLY’s portfolio of firms, we continuously implement the enhancements that matter most to our clients. We go beyond technology to offer a breadth of service and solutions offerings designed to meet our client’s unique needs and challenges, including digital asset trade monitoring, compliance program management, consulting services, compliance education, and more.
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Regulatory Expertise

The COMPLY team is made up of former CCOs, regulators, and lawyers. We understand the challenges you face because we’ve been there. Our deep bench of industry expertise – which includes expansive knowledge in technology enablement and regulatory compliance protocols and processes – supports more than 7,000 clients.
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Award-Winning Customer Service

Let us be an extension of your back office, receive support when you need it most from our dedicated subject matter experts. Customer support is available 24/5.


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2024 American Business Awards Bronze Stevie Award for Governance, Risk & Compliance Solution
Awards icon 2024 Wealth Solutions Report Compliance Solutions Provider Of The Year
COMPLY Ranked No. 2,095 ON Inc. 5000 List of 2023 Fastest-Growing Companies

Partner with a compliance solution provider as dedicated to your program as you are.