Direct Broker Feeds
Integrated direct broker feeds from more than 300 brokerage firms and a robust data normalization process provide unrivaled information accuracy and dependability.
At COMPLY Technologies, Inc., our team is dedicated to helping you COMPLY with confidence. Supporting 5,000-person firms with a comprehensive solution designed to meet complex challenges. Empowering 1–2-person shops with an all-in-one solution. And everything in between.
We are the first call for CCOs because we get it. We know the challenges. We understand the industry. And we can help you achieve COMPLYance.
COMPLY continually supports clients in their work to proactively address core compliance challenges – minimizing risk, addressing critical priorities, and meeting new demands as the industry evolves and the firm scales.
Our deep bench of industry expertise – which includes expansive knowledge in technology enablement and regulatory compliance protocols and processes – supports more than 7,000 clients, including investment management firms, private equity firms, hedge funds, broker-dealers, registered investment advisers and other financial service sector participants.
Integrated direct broker feeds from more than 300 brokerage firms and a robust data normalization process provide unrivaled information accuracy and dependability.
Powerful integration capabilities facilitate data connections between our platform and other industry-leading solutions, enhancing communications, increasing efficiency and providing a seamless customer experience.
With best-in-class industry partners, we are streamlining processes and increasing accuracy for registered investment advisers and their firms.
Incorporating direct feedback from COMPLY’s portfolio of firms, we continuously implement the enhancements that matter most to our clients. We go beyond technology to offer a breadth of service and solutions offerings designed to meet our client’s unique needs and challenges, including digital asset trade monitoring, compliance program management, consulting services, compliance education, and more.
The COMPLY team is made up of former CCOs, regulators, and lawyers. We understand the challenges you face because we’ve been there. Our deep bench of industry expertise – which includes expansive knowledge in technology enablement and regulatory compliance protocols and processes – supports more than 7,000 clients.
Let us be an extension of your back office, receive support when you need it most from our dedicated subject matter experts. Customer support is available 24/5.
COMPLY Recognized on the 2024 INC. 5000 of Fastest-Growing Private Companies in America for Third Consecutive Year
2024 American Business Awards Bronze Stevie Award for Governance, Risk & Compliance Solution
2024 Wealth Solutions Report Compliance Solutions Provider Of The Year
COMPLY Ranked No. 2,095 ON Inc. 5000 List of 2023 Fastest-Growing Companies
