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Compliance Glossary

IAR Continuing Education 

The guideline calls for IARs to complete 12 credits per year, with each credit equaling 50 minutes of instruction. The 12 annual credits must consist of: 6 credits related to products and practices covering topics like investments, strategies, standards and compliance and 6 credits relating to ethics and professional responsibility.

In regulatory compliance, IAR Continuing Education  is:

IAR Continuing Education requirements are based on the NASAA Model Rule, which has been adopted by multiple states and jurisdictions. The guideline calls for IARs to complete 12 credits per year, with each credit equaling 50 minutes of instruction. The 12 annual credits must consist of: 6 credits related to products and practices covering topics like investments, strategies, standards and compliance and 6 credits relating to ethics and professional responsibility.

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