= accelerating global growth and advancing the future of regulatory compliance for financial firms. Learn More

Compliance Glossary

Political Contribution

A contribution made to a politician or a political campaign or a political party.

In regulatory compliance, Political Contribution is:

A contribution made to a politician or a political campaign or a political party. The SEC, MSRB, and state and local rules mandate that certain covered associates cannot give more than a de minimus amount to a political campaign for to certain government officials and entities. The overall goal is to prevent advisers from using political contributions to gain or retain advisory business from government entities.

Interested in learning more?