= accelerating global growth and advancing the future of regulatory compliance for financial firms. Learn More
= accelerating global growth and advancing the future of regulatory compliance for financial firms. Learn More
The Series 65, also known as the Uniform Investment Adviser Law Examination, is a certification exam that qualifies individuals to work as investment adviser representatives (IARs). The exam assesses a candidate’s knowledge of financial and legal principles, as well as their ability to provide investment advice and manage portfolios.
Blog