= accelerating global growth and advancing the future of regulatory compliance for financial firms. Learn More
= accelerating global growth and advancing the future of regulatory compliance for financial firms. Learn More
Series 66, the NASAA Uniform Combined State Law Examination, is an exam and license that is meant to qualify individuals as investment advisor representatives (IARs) or securities agents. The Series 66 covers topics relevant to providing investment advice and effecting securities transactions for clients.
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