We know your organization is complex and the regulatory environment you face even more so. With so much required of your team, you need a compliance partner as dedicated to the details as you are. Trust us to help you protect your reputation, streamline your processes, and build a program which keeps up with it all.
From small to large, investment banks are asked to constantly monitor, track and act on a tremendous amount of regulatory data for their organization and each of its employees. Complying with relevant Securities and Exchange Commission (SEC) rulings in addition to a multitude of local regulations often makes it difficult to achieve and maintain compliance. Let us help!
COMPLY’s offerings allow you to build a technology solution as unique as your strategy. Driven by a need to capture it all, you can count on COMPLY to proactively identify potential risk or conflict of interest to help strengthen your compliance program.
– VSS Capital Partners Chief Compliance Officer and Director of Operations Jacqueline “Jackie” Jacobs
Don’t get lost in the maze of state and federal regulations. Partner with a compliance solution to help you spot potential risk first by identifying data discrepancies, employee conflicts, and other trends in your compliance program.
Your institution is a beacon of trust and integrity, backed by a compliance program, which demonstrates just how committed you are to being a good partner and adviser to your clientele. Implementing thorough, accurate compliance software empowers your firm to effectively comply with regulations and cultivate client relationships based on trust and credibility.
Manual processes can be time consuming, cumbersome and prone to human error. It doesn’t have to be the only way though. Go beyond manual, administrative compliance and actively support your institution with a comprehensive compliance program backed by the COMPLY solution.
Our compliance monitoring software empowers investment bank compliance professionals to focus on data insights rather than data management. With tools built to track conflicts of interest related to personal trading, gifts and entertainment, political contributions, outside business activities, marketing materials, IPOs, and private placements, COMPLY ensures no potential risks or conflicts of interest go unnoticed.
COMPLY provides our customers with the service and support required to meet the exacting demands of the regulatory industry, while embodying the attention to detail you demand of yourself and your team. With 24/5 support and unparalleled in-house expertise, your program is our priority from the moment you begin the onboarding process. That’s our promise to you.
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Dependable. Accurate. Comprehensive. Manage your compliance program with a partner who is as dedicated to getting it right as you are. Manage your compliance program with COMPLY.
