Investment banks

Unlock the power of your compliance program

We know your organization is complex and the regulatory environment you face even more so. With so much required of your team, you need a compliance partner as dedicated to the details as you are. Trust us to help you protect your reputation, streamline your processes, and build a program which keeps up with it all.

Empower your compliance teams

Effectively and precisely navigate global and local regulations

From small to large, investment banks are asked to constantly monitor, track and act on a tremendous amount of regulatory data for their organization and each of its employees. Complying with relevant Securities and Exchange Commission (SEC) rulings in addition to a multitude of local regulations often makes it difficult to achieve and maintain compliance. Let us help!

COMPLY's offerings allow you to build a technology solution as unique as your strategy. Driven by a need to capture it all, you can count on COMPLY to proactively identify potential risk or conflict of interest to help strengthen your compliance program.

– VSS Capital Partners Chief Compliance Officer and Director of Operations Jacqueline “Jackie” Jacobs
desktop icon blue

Build an effective compliance program with a purpose-built solution.

list check light icon

Track and tackle risks of noncompliance.

blue clock icon

Reduce time spent gathering data by 70% on average.

Protect your reputation

Demonstrate credibility

Take the manual out of work

Don't take our word for it

Frequently asked questions

What solutions does COMPLY offer for investment banks?
How do I find the right financial services compliance software for my firm?
How do I get the most out of my financial regulatory compliance software?
What type of customer support is provided?
How long does the onboarding process usually take?
How can I schedule a demo?

Ready to get started?

Dependable. Accurate. Comprehensive. Manage your compliance program with a partner who is as dedicated to getting it right as you are. Manage your compliance program with COMPLY.