Investment banks
Unlock the power of your compliance program
We know your organization is complex and the regulatory environment you face even more so. With so much required of your team, you need a compliance partner as dedicated to the details as you are. Trust us to help you protect your reputation, streamline your processes, and build a program which keeps up with it all.
Empower your compliance teams
Effectively and precisely navigate global and local regulations
From small to large, investment banks are asked to constantly monitor, track and act on a tremendous amount of regulatory data for their organization and each of its employees. Complying with relevant Securities and Exchange Commission (SEC) rulings in addition to a multitude of local regulations often makes it difficult to achieve and maintain compliance. Let us help!
COMPLY's offerings allow you to build a technology solution as unique as your strategy. Driven by a need to capture it all, you can count on COMPLY to proactively identify potential risk or conflict of interest to help strengthen your compliance program.
Build an effective compliance program with a purpose-built solution.
Track and tackle risks of noncompliance.
Reduce time spent gathering data by 70% on average.
Don't take our word for it
"Compliance is a very easy profession to find yourself in a situation where you are just treading water on a daily basis. This is obviously not good. You want to be forward looking and out ahead of events. That is really what we gained with implementing ComplySci. Take a step back and spend time on strategy, test efficiencies on the overall system and focus on building the culture of compliance internally."
