Brochure/Disclosure Management and Distribution

Leverage our profile driven solution to generate a firm specific document that can be further tailored to ensure your Form CRS is as unique as your firm.

• The Form CRS tool establishes a profile for your firm, by guiding you through questions that will collect critical information and identify the content required for your Form CRS
• Selected model content is then combined with your profile answers and compiled into a Form CRS
• The editable document can be adjusted for final firm-specific additions or adjustments
• When material changes to your business warrant an update to your Form CRS, the system provides the ability to easily make the change and prepare a new version that can be filed with regulators and distributed, as required, to retail investors

Swiftly develop “plain English” disclosures with COMPLY’s Form ADV 2B Architect solution. Designed specifically for compliance professionals, this solution provides tools to quickly and accurately craft narratives of advisory business, services, and conflicts of interest, along with supplemental information on specific individuals providing investment advice or client servicing with model language prepared by COMPLY’s regulatory experts.

• Construct the appropriate language for adviser brochures through a simple to use question and answer interface
• Customize templated disclosure language with firm-specific information that will allow automated supplement creation and updating
• Comply with brochure requirements by communicating potential conflicts of interest and personnel information in simple terms
• Create supplements individually, for one firm or grouped together to mirror a branch structure without re-entering any data
• Keep brochures up to date with ever-changing representative information using COMPLY’s Brochure Architect solution