Private Markets

Stay compliant today, tomorrow, and beyond.

Your clients and your investors trust you to make wise investment decisions and hedge risk to maximize their profits. We know just how seriously you take your role in helping guide their success because we are just as serious about our role in your compliance program.

Empower your compliance team

Implement, monitor, and track all aspects of your compliance program

As a venture capital, fund of funds, or real estate fund manager, your compliance team has a lot on its plate, juggling regulatory requirements and increased pressure from limited partners to build and maintain a credible compliance program. Let us help you ensure your compliance program is an asset, not a liability.

COMPLY provides you with a 360-degree view into employee trading and monitoring, gifts and entertainment, political contributions, outside business affiliations, marketing materials, initial public offerings (IPOs), private placements, and more.

“We have, with ComplySci, managed to automate the trade approvals, which is a huge improvement. Employees can now just send in a preclearance request, it will go through our restricted list, and we’ll either approve or deny a trade. The best thing, I would say, is maybe the simplicity of it. It’s an easy-to-use tool.”

– Private equity firm partner

Satisfy operational due diligence requirements.

Track regulatory reporting and filings.

Keep your priority data safe with secure API integration.

Safeguard your reputation

Your reputation is critical to your long-term success. A compliance violation could pose a major threat to your future. By automating compliance workflows and analyzing underlying data, you can spot red flags from miles away and quickly address them and protect your firm’s reputation.

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Increase investor confidence

Limited partners are increasingly asking for more information about a fund manager’s compliance program during fundraising and quarterly reporting. A meticulous compliance program, complete with detailed reporting capabilities, demonstrates your firm’s commitment to ethical behavior, and your value as a long-term partner.

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Realize the benefits of automation

If you’re a compliance professional at a firm which participates in the private market, you have your work cut out for you. We know you’ve never been one to shy away from hard work, committed to getting the job done right. We want to help! Our solutions can ease the burden with automated workflow process and reporting to alleviate the risk that comes with manual processes.

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Don't take our word for it

"I can pull reports quickly whenever I need them. For example, one time I needed to report to our firm’s risk committee, and I wanted to indicate how many trades we’re preclearing, the accounts we have and the marketing items we’ve reviewed. I was able to generate all that data in ComplySci and easily share the results."
Private equity firm chief compliance officer

Frequently asked questions

With tools designed to track and monitor compliance with employee trading, gifts and entertainment, political contributions, outside business activities and marketing materials, COMPLY helps mitigate risks and identify conflicts of interest. Private equity firms can optimize their compliance programs by using the ComplySci Platform, Control Room, Political Contribution Verification module and more.

COMPLY provides our customers with the service and support required to meet the exacting demands of the regulatory industry, while embodying the attention to detail you demand of yourself and your team. With 24/5 support and unparalleled in-house expertise, your program is our priority from the moment you begin the onboarding process. That’s our promise to you.

You can contact our Customer Support team here.

COMPLY’s onboarding team will be there with you every step of the way, working with you to create a plan which addresses your company’s unique needs. During onboarding the team will load data, configure the system to your use case and help set up integrations. The team will also provide guided instruction of broker feed outreach and assist with establishing broker feeds. Onboarding is concluded with supervisor training and assisting your organization go live on the platform.
Typical onboarding takes approximately 6-8 weeks. For larger clients onboarding is scoped to meet your company’s unique needs.

Complete this form to schedule a full demo and see firsthand what our compliance solutions can do for you. 

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Dependable. Accurate. Comprehensive. Manage your compliance program with a partner who is as dedicated to getting it right as you are. Manage your compliance program with COMPLY.