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Trading Compliance: Best Execution, Soft Dollars and Directed Brokerage

COMPLY Technologies, Inc. International Headquarters

136 Madison Ave, 6th Floor

New York, NY 10016

USA

200 Park Ave, Suite 305

Orange Village, OH 44122

USA

Birchin Court, 5th Floor

19-25 Birchin Lane, London EC3V 9DU

United Kingdom

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