News Article

COMPLY Expands Commercial Leadership Team to Support Global Expansion and Growth
News Article | Jan 07, 2025
COMPLY Appoints Global Risk and Regulatory Compliance Leader Jamila Mayfield as New Chief Regulatory Services Officer
News Article | Dec 04, 2024
Tech Veteran Deepak Kaimal Joins COMPLY as Chief Technology Officer
News Article | Nov 21, 2024
Outstanding Compliance Professionals in the Financial Services Industry Honored at COMPLYConnect ‘24
News Article | Oct 28, 2024
COMPLY’s 2024-2025 UK CCO Playbook Assesses Scope of FCA Regulatory and Enforcement Activity, Details Escalating Compliance Demands Placed on UK-Based Financial Institutions
News Article | Oct 17, 2024
COMPLY Announces 2024 COMPLYConnect Award Finalists in Year of Record-Breaking Nominations
News Article | Oct 16, 2024
COMPLY Expands UK Risk Management Capabilities for FCA-Regulated Firms with Latest Senior Managers and Certification Regime (SMCR) and Risk Assessment Releases
News Article | Sep 17, 2024
COMPLY RECOGNIZED ON THE 2024 INC. 5000 LIST OF FASTEST-GROWING PRIVATE COMPANIES IN AMERICA FOR THIRD CONSECUTIVE YEAR
News Article | Aug 15, 2024
With Addition of AccountCompare, COMPLY Delivers COMPLY Fiduciary Suite to Address Duty of Care, Reg BI, and DOL PTE 2020-02 Requirements
News Article | Jul 17, 2024
2024 Investment Adviser Industry Snapshot Shows Increase in Demand for Adviser Services
News Article | Jun 20, 2024
COMPLY’s 2024 U.S. CCO Playbook Details Current Regulatory and Market Outlook to Provide Advisory Firms with Comprehensive Guide for the Coming Year
News Article | May 29, 2024
COMPLY 2024 Customer Summits Brings Nearly 500 Global Financial Advisory Firms together to Discuss Trending Compliance Initiatives and Hear from Experts in the Regulatory Industry
News Article | May 17, 2024
COMPLY Enhances Executive Leadership Team with Appointments of Jeff Hilk as Chief Revenue Officer and Wendy Werve as Chief Market Officer
News Article | May 08, 2024
COMPLY Opens Nominations for Third-Annual COMPLYConnect Conference & Expo Awards
News Article | May 02, 2024
COMPLY Names Michael J. Stanton as New CEO
News Article | Apr 24, 2024
Thornton & Associates, LLC to Leverage Best-in-Class Capabilities of COMPLY’s Premier Compliance Technology to Bolster Innovative Automation and Drive Comprehensive Compliance Management for Clients
News Article | Apr 17, 2024
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