In this session, we’ll unpack today’s pay-to-play rules – and best practices for navigating them as the next major election cycle nears.
During the webinar, we’ll cover:
- How SEC, MSRB, state, and local pay-to-play rules apply
- Why federal compliance alone is often not enough – and how state and local rules add complexity
- Common breakdowns we see in pay-to-play oversight, from preclearance gaps to incomplete monitoring
- How compliance teams can prepare now to reduce surprises as political activity ramps up