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Webinar

AI in Financial Services: What Compliance Needs to Get Right

Tuesday March 3, 2026 11:00 am

AI is becoming part of the operational fabric of financial services firms. As adoption accelerates, regulators are shifting their focus from innovation itself to governance, oversight, and accountability.

March 3, 11:00 AM — 11:30 AM EST

In 2026, compliance teams will increasingly be expected to explain not just whether AI is used, but how it operates, how decisions are supported, and how human supervision remains firmly in place — particularly as firms begin to explore more advanced models, including agentic AI.

Join us for an interactive panel of regulatory, security, and product experts:

  • David Bliss, Chief Product Officer at Comply
  • Jeremy Trinka, CISO at Comply
  • Jennifer Jansen Meuschke, SVP, Compliance Advisory Services

Where you’ll learn:

  • How the SEC and FINRA are signaling expectations around AI heading into 2026
  • What regulators mean by governance, transparency, and accountability in the context of AI
  • A practical understanding of agentic AI and why it raises different supervisory and risk questions
  • How to evaluate and avoid “black box” decision-making while preserving human oversight
  • Where compliance and cybersecurity intersect on AI risk, privacy, and control design
  • How to prepare your program to answer regulator questions with confidence

 

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