We’ll also demo Comply’s Communication Archiving solution, which centralizes capture and review across email, websites, social media, and mobile communications.
We’ll cover:
- Insight into core recordkeeping rules like SEC Rule 204-2 – and best practices to conduct stronger reviews
- How Comply’s Communication Archiving solution supports the full lifecycle of compliance – from capture to review to WORM-compliant storage
- What native capture of mobile channels (like iMessage and WhatsApp) looks like in practice – and why it’s so important
Comply Announces ComplyAI: Establishing a Responsible AI Governance Standard for Regulated Financial Services