We’ll then step back and examine how regulators are approaching cybersecurity today, including recent exam priorities and increased focus on vendor risk, incident readiness, and safeguarding client data.
We’ll Cover:
- Core cybersecurity best practices every compliance officer should understand
- Tips for designing an effective incident response framework
- Managing and documenting third-party vendor risks
- How recent SEC and FINRA priorities are shaping cybersecurity oversight
- Where regulations like Reg S-P fit into the broader compliance landscape