Private markets are no longer niche – they represent more than $15.5 trillion globally and £1.2 trillion in the UK. With rapid growth, however, comes sharper regulatory focus.
From the FCA’s push on valuation transparency and improved data, to the EU’s first systemic stress test of non-bank financial institutions, firms face mounting pressure.
Couple that with FCA’s sector-wide strategic focus on combating market abuse, firms need to ensure they are getting basics right on conflicts of interest, insider information and conduct risk.
Join us for this webinar as we unpack:
- Best practices for personal account dealing and insider information controls
- How compliance culture and market abuse risk go hand in hand
- Common pitfalls that create friction for front-office teams
- How smart automation can transform oversight from a burden into a business enabler
You’ll leave with practical insights and real-world examples to strengthen your compliance guardrails – without slowing down growth.