With pay-to-play requirements spanning federal, state, and local regimes, even well-intentioned firms can face exposure from overlooked activity.
In this webinar, we’ll cover how pay-to-play rules apply in practice and where compliance programs most often break down. We’ll then demo illumis, Comply’s political contributions monitoring solution, to show how firms monitor, review, and document contributions across jurisdictions using real-time public data.
We’ll cover:
- How SEC Rule 206(4)-5 and state pay-to-play rules apply today
- Who and what must be monitored – and where firms miss it
- What “good” pay-to-play compliance looks like
- How illumis surfaces, flags, and documents political contributions in practice