“The North American Securities Administrators Association (NASAA) has been representing state and provincial securities regulators in the United States, Canada and Mexico for more than 100 years. Most recently, those efforts have varied from the implementation of continuing education for investment adviser representatives (IAR) to helping to ensure the integrity and efficiency of financial markets. Annually, NASAA leadership lays out their priorities in their Federal Policy Agenda for Congress and is a voice for investors as well as regulators on a national level.” – Bill Carrigan, COMPLY Compliance Consultant
