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Continuing Education

The number – and complexity – of regulations affecting the investment adviser industry is increasing at a rapid pace. The result? A need for qualified compliance professionals to competently implement compliance programs that fulfill regulatory obligations. Comply’s education programs, formerly known as NRS Education, is the solution to that need.

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IACCP and IA Core

Achieve Your Designation. Advance Your Career.

Co-sponsored by the Investment Adviser Association, Comply’s education programs provide industry compliance professionals with recognized credentials, providing guidance to help firms build a strong compliance program with industry-recognized best practices.

  • Investment Adviser Core Compliance Program: Provides a core level of compliance professional competence on the Investment Advisers Act of 1940 and is a steppingstone to the IACCP designation
  • Investment Adviser Certified Compliance Professional (IACCP®) Program: Designed for compliance professionals wanting to certify their knowledge of investment advisory regulatory obligations, and improve competency in trading, regulatory mandates, and other current regulatory priorities. IACCP is a recognized industry compliance designation
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On-Demand Learning

Premier Education that Fits Your Busy Schedule.

On-demand online learning provides the opportunity for busy compliance professionals to take advantage of valuable and insightful information presented during Comply live online courses at their own convenience.

IACCP Desktop-on-Demand webinar recordings and recordings of Comply Education courses after the “live” event will qualify for IACCP CE credit upon submission of the Attestation Form.

  • Anytime, anywhere education without travel or time away from the office
  • Comprehensive Education sessions taught by industry experts
  • Extensive topics matched to your firm’s needs
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Additional Continuing Education Opportunities

Continue Your Education.

Comply is recognized as a regulatory and compliance continuing education approved provider by:

  • National Association of State Boards of Accountancy (NASBA) and Continuing Professional Education (CPE) (CPAs/accountants)
  • State Bar of California Minimum Continuing Legal Education (CLE)
  • Certified Financial Planner (CFP®) Board of Standards

Comply Continuing Education Guide

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