Conduct a step-by-step evaluation of key risk areas like cybersecurity, vendor risk, frequent traders, and more.
= accelerating global growth and advancing the future of regulatory compliance for financial firms. Learn More
= accelerating global growth and advancing the future of regulatory compliance for financial firms. Learn More
Comply’s Risk Assessment tool provides a structured framework for identifying, scoring, and documenting compliance risks. It brings clarity and defensibility to one of the most critical elements of your compliance program.
Conduct a step-by-step evaluation of key risk areas like cybersecurity, vendor risk, frequent traders, and more.
Assign risk ratings on a low, medium, and high scale, bringing visibility to the most vulnerable parts of your firm.
Tie each risk to controls and mitigation strategies, and document how policies address each item.
Document your risk assessments and export comprehensive reports for audits, board reviews, or internal analysis.
Don’t let your third-party vendors open you up to cybersecurity and compliance risk. With Comply as your partner, you can continue to utilize vendors for efficiency without sacrificing security.
Book a Demo