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Investment Adviser Registration

You've made the decision to start your own RIA firm. Congratulations! But, now what? There are a multitude of factors to take into consideration when registering your firm, not the least of which is whether your firm will be registered with the state or the SEC. Ready to register? We can help.

Register your RIA with ease. Register your RIA with the support of COMPLY.

Registration with Confidence

Ready to register with the state or SEC? Schedule time to speak with an expert and learn more about how COMPLY can help you on your journey.  



The Ultimate New Registration Toolkit

Download COMPLY’s Ultimate New Registration Toolkit for the guides and resources you need to start your registration journey.