One Global Platform for Individual Accountability

With Trailight, the Comply ecosystem now delivers enterprise-grade solutions for managing conduct and accountability across jurisdictions.  

• Manage accountability obligations across major regulatory regimes, including SMCR, IAF/SEAR, MAS, MIC/MAI, FAR, and CRD VI.
• Structured governance around individuals, roles, responsibilities, and entities – helping firms demonstrate who is accountable for what, and why.   

Define and maintain clear accountability across your organisation with structured, automated governance. 

• Manage Statements of Responsibilities, Management Responsibility Maps, role assignments, and delegation mandates within a single accountability platform.
  
• Assign actions, trigger staged workflows, record outcomes, and capture evidence of reasonable steps taken by individuals and committees.

Comply ensures accountability evidence is complete, current and defensible – without manual collation or version confusion. 

• A centralised, time-stamped repository for accountability documentation, including handovers, attestations, conduct breaches, certifications, and regulatory records
  
• Evidence is stored against individuals and roles, making it easier to respond to regulatory inquiries with confidence. 

• Support ongoing assessments of fitness, propriety, and conduct across senior managers and key roles.
  
• Automated workflows simplify certifications, monitor completion statuses and highlight missing information – helping firms maintain clear oversight across jurisdictions, including SMCR and equivalent regimes.