Comply Launches Financial Services' First Agentic Compliance Platform MCP Server, Enabling Teams to Build Custom AI Agents Without Developers
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Firm Types
Private Funds
From MNPI to conflicts of interest and beyond. We help you manage the full scope of your compliance program.
Wealth Management & RIAs
It’s time to make compliance manageable. Meet the one-stop-shop for all your compliance needs.
Broker-Dealers
Don’t let regulatory burdens overun your broker-dealer firm. Manage compliance with ease. How? With Comply.
Investment Banks
Invest in the only compliance solution able to provide a full 360-degree view of risk. Invest in a scalable, configurable solution designed to meet your needs.
Endowments
Uphold institutional trust with scalable oversight. We help endowments manage conflicts, track disclosures, and align with fiduciary standards.
Solutions
Employee Compliance
Trade Monitoring
Code of Ethics
Conflicts of Interest
Case Management
Reporting & Analytics
Political Contributions and OBA Monitoring
Individual Accountability
Firm Compliance
ComplyAI
Compliance Calendar
Risk Assessments
Annual Review
Intelligent Policy Builder
Best Interest Compliance
Communications Archiving
Comply’s Communications & Archiving solution helps firms meet these requirements with a centralized system that strengthens oversight, reduces manual review burdens, and maintains a robust record of supervision.
Products
Comply Product Suite
Comply Platform (formerly ComplySci)
The comprehensive solution to meet your complex compliance requirements.
Comply for RIA (formerly RIA in a Box)
Manage the full scope of your compliance program from one platform.
illumis
Real-time political contribution monitoring and intelligence to ensure pay-to-play compliance.
ComplianceGuardian (formerly NRS)
Comply helps firms reduce manual processes, strengthen supervisory control, and maintain defensible documentation.
Comply Accountability (IAR)
Services
Registration Services
Regulatory Compliance Consulting
Regulatory Filings
Managed Services
Education
Education
Resources
Check out the latest blogs, articles, guides, and more to help you stay a step ahead of the regulatory curve.
Online Courses
Continue your regulatory education and certification requirements with our live and on-demand courses.
Events and Webinars
From upcoming webinars to in-person conferences, check out these must-attend events.
Continuing Education
Complete your courses and maintain your requirements – with Comply.
Company
Company
About Comply
Comply News
ComplyConnect Conference
Events & Webinars
Partnerships
Awards
Careers
Leadership
Contact Us
Support
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Comply Platform (formerly ComplySci)
RIA in a Box
illumis
ComplianceGuardian (formerly NRS)
IACCP Resource Center
Desktop on Demand
English (US)
English (UK & Europe)
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Support
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Comply Platform (formerly ComplySci)
Comply for RIA (formerly RIA in a Box)
illumis
ComplianceGuardian
IACCP Resource Center
Desktop on Demand
English (US)
English (UK & Europe)
Schedule a Demo
Comply Newsroom
Stay up to date with the latest news from the experts in regulatory compliance.
Jun 08, 2023
Comply publishes 2023 CCO Playbook for UK-based financial firms
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May 24, 2023
Comply NAMES MARTECH VETERAN AS CHIEF MARKETING OFFICER IN SUPPORT OF ITS ONGOING GROWTH INITIATIVES
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Apr 25, 2023
Comply Launches 2023 CCO Playbook
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Mar 15, 2023
Comply PARTNERS WITH ADVYZON TO STREAMLINE COMPLIANCE WORKFLOW EFFICIENCIES FOR WEALTH MANAGERS
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Feb 27, 2023
Comply™ portfolio firm ComplySci launches regulatory compliance buyer’s guide for U.S.-based financial firms
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Feb 02, 2023
Comply adds new capabilities and offerings to help compliance teams meet growing number of regulatory requirements
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Jan 26, 2023
Comply™ portfolio brand ComplySci releases regulatory compliance buyer’s process guide for UK-based financial firms
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Jan 19, 2023
Comply™ portfolio brands RIA in a Box® and NRS® annual compliance review guide and webinar to provide investment advisers with key strategies regarding SEC rule
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Jan 17, 2023
Comply adds technology, operations and finance expertise to expanded leadership team as it accelerates growth and integration strategy
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Jan 10, 2023
Intapp and ComplySci partner to streamline firm and personal conflict clearance operations
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Nov 30, 2022
ComplyConnect Spotlights Industry’s Top Regulatory Priorities
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Nov 10, 2022
ComplyConnect Conference & Expo announces first-ever ComplyConnect award winners
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Nov 08, 2022
Highlights from day one of ComplyConnect Conference & Expo
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Nov 08, 2022
ComplySCI, RIA IN A BOX, NRS AND ILLUMIS TO OPERATE AS Comply
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Oct 27, 2022
ComplySci named 2022 ‘Best New Solution Provider’ by Private Equity Wire
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Sep 21, 2022
ComplySci® webinar equips chief compliance officers for regulatory audit
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