Comply Newsroom

Stay up to date with the latest news from the experts in regulatory compliance.

ComplyConnect Conference & Expo announces agenda and speakers

ComplySci announces exclusive partnership with Apex Clearing Corporation

Deadline extended for inaugural ComplyConnect Conference & Expo award nominations

ComplySci appears on Inc. 5000 list of fastest-growing private companies

ComplySci announces second webinar in series designed for chief compliance officers looking to transition compliance technology solutions

RIA in a Box announces LinkedIn compliance partnership

ComplySci and illumis co-publish comprehensive guide to navigate pay-to-play regulations for midterm elections

Inaugural ComplyConnect Conference & Expo brings together industry experts, examines top compliance and regulatory issues

ComplySci 2022 CCO Playbook UK edition analyzes FCA 2022 – 2025 business strategies and provides tactical strategies for UK-based compliance teams

IAA and NRS® Investment Adviser Industry Snapshot Confirms Sector Growth of 16.7% Year-Over-year

RIA in a Box Launches of Continuing Education Program to Support New North American Securities Administrator Association Continuing Education Rule

ComplySci launches webinar series for chief compliance officers and teams evaluating new compliance technology solutions

RIA in a Box Partners with InvestorCOM to Help Advisory Firms Meet the Department of Labor’s PTE 2020-02 Rollover Requirements

ComplySci appoints new chief technology, chief product, and chief legal officers

ComplySci earns bronze Stevie® award, named Fastest Growing Tech Company of the Year

ComplySci® 2022 CCO Playbook provides expert advice, actionable strategies and best practices for tech-enabled compliance programs

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