Comply Launches Financial Services' First Agentic Compliance Platform MCP Server, Enabling Teams to Build Custom AI Agents Without Developers
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Firm Types
Private Funds
From MNPI to conflicts of interest and beyond. We help you manage the full scope of your compliance program.
Wealth Management & RIAs
It’s time to make compliance manageable. Meet the one-stop-shop for all your compliance needs.
Broker-Dealers
Don’t let regulatory burdens overun your broker-dealer firm. Manage compliance with ease. How? With Comply.
Investment Banks
Invest in the only compliance solution able to provide a full 360-degree view of risk. Invest in a scalable, configurable solution designed to meet your needs.
Endowments
Uphold institutional trust with scalable oversight. We help endowments manage conflicts, track disclosures, and align with fiduciary standards.
Solutions
Employee Compliance
Trade Monitoring
Code of Ethics
Conflicts of Interest
Case Management
Reporting & Analytics
Political Contributions and OBA Monitoring
Individual Accountability
Firm Compliance
ComplyAI
Compliance Calendar
Risk Assessments
Annual Review
Intelligent Policy Builder
Best Interest Compliance
Communications Archiving
Comply’s Communications & Archiving solution helps firms meet these requirements with a centralized system that strengthens oversight, reduces manual review burdens, and maintains a robust record of supervision.
Products
Comply Product Suite
Comply Platform (formerly ComplySci)
The comprehensive solution to meet your complex compliance requirements.
Comply for RIA (formerly RIA in a Box)
Manage the full scope of your compliance program from one platform.
illumis
Real-time political contribution monitoring and intelligence to ensure pay-to-play compliance.
ComplianceGuardian (formerly NRS)
Comply helps firms reduce manual processes, strengthen supervisory control, and maintain defensible documentation.
Comply Accountability (IAR)
Services
Registration Services
Regulatory Compliance Consulting
Regulatory Filings
Managed Services
Education
Education
Resources
Check out the latest blogs, articles, guides, and more to help you stay a step ahead of the regulatory curve.
Online Courses
Continue your regulatory education and certification requirements with our live and on-demand courses.
Events and Webinars
From upcoming webinars to in-person conferences, check out these must-attend events.
Continuing Education
Complete your courses and maintain your requirements – with Comply.
Company
Company
About Comply
Comply News
ComplyConnect Conference
Events & Webinars
Partnerships
Awards
Careers
Leadership
Contact Us
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Comply Platform (formerly ComplySci)
RIA in a Box
illumis
ComplianceGuardian (formerly NRS)
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Comply Platform (formerly ComplySci)
Comply for RIA (formerly RIA in a Box)
illumis
ComplianceGuardian
IACCP Resource Center
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English (UK & Europe)
Schedule a Demo
Comply Newsroom
Stay up to date with the latest news from the experts in regulatory compliance.
May 28, 2021
ComplySci Wins Best Regulatory & Compliance Adviser at the Institutional Asset Manager Awards
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May 07, 2021
ComplySci Honored with Silver and Bronze Stevie® Awards in the 2021 American Business Awards®
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May 05, 2021
RIA in a Box Announces Strategic Acquisition of Leading Cloud-based Virtual Desktop Provider, Itegria
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Jan 14, 2021
ComplySci Names Amy Kadomatsu CEO, Announces Executive Promotions and New Chief Sales Officer Hire
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Nov 10, 2020
Investment Adviser Industry Saw Records in 2019, According to New Evolution Revolution Report
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Sep 30, 2020
RIA in a Box Launches Compliance Software for Private Funds
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Jul 21, 2020
RIA in a Box® Mobile App Launches, Giving RIAs Access to Compliance Tools Anywhere, Anytime
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Jul 16, 2020
RIA in a Box Launches Cybersecurity Insurance Offering to Provide RIAs Access to Industry Leading Coverage
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Jun 02, 2020
RIA in a Box Joins with Morningstar, Redtail, and Riskalyze to Provide New RIAs Free Access to Top Industry Technologies Upon Registration
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Apr 08, 2020
RIA in a Box Announces New Form CRS Tool as Part of MyRIACompliance® Platform
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Mar 05, 2020
ComplySci® UK Managing Director to Speak at TSAM London Conference
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Feb 18, 2020
RIA in a Box Launches Open API for MyRIACompliance at T3 Advisor Conference
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Sep 12, 2019
Investment Adviser Sector Continues Growth with Record High RAUM and Number of Clients
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Jul 10, 2019
Former U.S. Attorney Preet Bharara to Headline 2019 ComplySci® Summit
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Jun 11, 2019
ComplySci Recognized as “Top 10 Hedge Fund Technology Solution Providers – 2019” by Capital Markets CIO Outlook
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