The illumis Platform, the leading public data monitoring platform, enhances transparency, reduces risk, and supports ongoing compliance. Aggregating data from hundreds of public data sources, the illumis Platform enables firms to accurately and effectively track political contributions, OBAs, and more.
Real-time political contribution monitoring and intelligence to ensure pay-to-play compliance with SEC Rule 206(4)-5, MSRB Rule G-37, FINRA Rules 203 & 4580, CFTC Regulation 23.451, as well as state and local pay-to-play regulations.
Real-time search, across thousands of public records datasets.
Search and monitor any public records database or data set.
Integrated direct broker feeds from more than 300 brokerage firms and a robust data normalization process provide unrivaled information accuracy and dependability.
With automated workflows, in-depth reporting and secure APIs, you can rest assured we’ve got your compliance program covered, giving you more time to focus on what matters most — your clients and investors.
Offering a suite of robust solutions to meet your unique compliance needs, COMPLY provides the depth and breadth of compliance solutions to help you navigate complexity with ease.
Your focus is on your clients. Our focus is on your compliance. Deliver an alpha strategy anchored in comprehensive risk assurance, all while maintaining compliance with precision and ease. How? With COMPLY. Backed by the experts across the COMPLY portfolio, you can rest assured we have the details — from Form ADV disclosures to Form 13F and back again — covered.
The COMPLY™ public data monitoring platform, powered by illumis® technology, provides the most current, comprehensive public records search and monitoring available. Our extensive data coverage lets researchers and analysts access all of the information they need with a single search, saving hours of time while maintaining accuracy.
With over 710 million contribution records, the COMPLY™ political contribution monitoring and intelligence platform, powered by illumis® technology, provides the most comprehensive coverage of contribution records on the market — helping your team mitigate pay-to-play risk and ensure compliance with federal, state, and local regulations.
Leverage the political contribution monitoring platform specifically tailored to help financial institutions accurately and effectively operationalize pay-to-play regulatory compliance processes.
Aggregating data from hundreds of public data sources, the illumis Platform enables firms to accurately and effectively track political contributions, OBAs, and more.
Aggregating data from hundreds of public data sources, the illumis Platform enables firms to accurately and effectively track political contributions, OBAs, and more.
ComplySci’s scalable and sophisticated platform enables firms of all sizes to accurately and effectively monitor and mitigate compliance risks associated with employee trade monitoring, MNPI, and more.
Easily implement and manage a comprehensive compliance program with the compliance solution designed to address an RIA’s unique compliance requirements.
Designed to be the backbone of your firm’s compliance infrastructure, ComplianceGuardian is your best resource to guard against compliance risk.
Meet your new Qualified Technology Partner. COMPLY offers a comprehensive approach to your firm’s technology needs with Itegria Virtual Desktop.
Download COMPLY’s latest report, which assesses how the evolving regulatory landscape is impacting PE deals and M&A activity.
