Hedge funds

Complex trading models demand innovative compliance programs

Not only is your hedge fund’s compliance program responsible for complying with Securities and Exchange Commission (SEC) requirements under the Investment Advisers Act of 1940, but it is often the differentiator in attracting and retaining investors. Invest in a compliance solution as dedicated to your hedge fund as you are.

Empower your compliance team

Where precision and accuracy meet innovation and forward-thinking

Your hedge fund is focused on honing your strategic trading model to increase profitability for investors. ComplySci is focused on ensuring your firm meets those goals, all while maintaining SEC compliance with precision and ease. Backed by the experts across the COMPLY portfolio, you can rest assured we have the details – from Form ADV disclosures to Form 13F and back again – covered.

Incorporate customized, automated workflows around your Code of Ethics policies and leverage a full suite of technology and consulting solutions to double, triple and quadruple check conflicts of interest related to personal trading, gifts and entertainment, political contributions, outside business activities, marketing materials, initial public offerings (IPOs) and private placements transactions. Features like or Black Box Firm Trade API, integrated Control Room and global Conflict Check are developed with hedge funds in mind, so your compliance platform can be as unique as you are.

– Hedge fund chief compliance officer and general counsel
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Rise above the competition and boost limited partnerships (LP) trust.

Support your compliance program with leading regulatory resources.

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Keep your priority data safe with secure API integration.

Protect your reputation

Gain powerful insights while protecting proprietary data

Boost LP trust

Don't take our word for it

Frequently asked questions

Why do I need financial regulatory compliance software?
What solutions does ComplySci offer for hedge funds?
Can ComplySci support Form ADV and Form 13F filings?
How does ComplySci protect sensitive and proprietary data for hedge funds using black box or other proprietary trading models?
How do I get the most out of my financial regulatory compliance software?
What type of customer support is provided?
How long does the onboarding process usually take?
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Dependable. Accurate. Comprehensive. Manage your compliance program with a partner who is as dedicated to getting it right as you are. Manage your compliance program with COMPLY.