Infographic

2024 SEC Exam Priorities: Industry-Wide Risk Areas

On October 16, 2023, the SEC Division of Examinations released its 2024 Exam Priorities. This infographic highlights the four specific risks noted in these priorities which may impact multipe firm types. All information has been aggregated from the SEC's publication.

Sec Exam Priorities, Securities and Exchange Commission (SEC)

11/17/23

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